DAG VENTURES

DAG VENTURES, LLC Legal Name

Adviser information for DAG VENTURES last updated from Form ADV on April 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-75503
SEC ERA File Number 802-75503
SEC CIK Numbers 1624576
SEC CRD Numbers 162705
Legal Entity Identifier None

Principal Office

251 LYTTON AVE.
SUITE 200
PALO ALTO
CA
United States
Monday - Friday, 9-5
Tel: 650-543-8180, Fax: 650-328-2921

Chief Compliance Officer

None

Industry Affiliates

DAG VENTURES MANAGEMENT II, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DAG VENTURES MANAGEMENT III, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DAG VENTURES MANAGEMENT IV, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DAG VENTURES MANAGEMENT V, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DAG VENTURES MANAGEMENT VI, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DAG VENTURES MANAGEMENT, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DAG COINVESTMENT FUND II-D, LLC Venture Capital Fund $0.0M $0.0M 1
DAG VENTURES COINVESTMENT FUND - AM, LLC Venture Capital Fund $0.0M $0.0M 3
DAG VENTURES COINVESTMENT FUND - ARMSTRONG EQUITY PARTNERS L.P. AND ARMSTRONG EQUITY ADVISORS, L.P., LLC Venture Capital Fund $0.0M $0.0M 4
DAG VENTURES COINVESTMENT FUND - QUINN RIVER II, LLC Venture Capital Fund $0.2M $0.0M 6
DAG VENTURES GP FUND II, LLC Venture Capital Fund $0.2M $0.0M 6
DAG VENTURES GP FUND III, LLC Venture Capital Fund $0.0M $0.0M 3
DAG VENTURES GP FUND, LLC Venture Capital Fund $0.0M $0.0M 9
DAG VENTURES I-N, LLC Venture Capital Fund $0.2M $0.0M 1
DAG VENTURES II-QP, L.P. Venture Capital Fund $22.0M $0.0M 90
DAG VENTURES II, L.P. Venture Capital Fund $0.3M $0.0M 42
DAG VENTURES III-A, LLC Venture Capital Fund $0.0M $0.0M 1
DAG VENTURES III-O, LLC Venture Capital Fund $0.0M $0.0M 2
DAG VENTURES III-Q, LLC Venture Capital Fund $0.0M $0.0M 1
DAG VENTURES III-QP, L.P. Venture Capital Fund $7.0M $0.0M 76
DAG VENTURES III, L.P. Venture Capital Fund $0.7M $0.0M 27
DAG VENTURES IV-A, LLC Venture Capital Fund $24.4M $0.0M 1
DAG VENTURES IV-QP, L.P. Venture Capital Fund $198.8M $0.0M 85
DAG VENTURES IV, L.P. Venture Capital Fund $21.0M $0.0M 16
DAG VENTURES QP, L.P. Venture Capital Fund $0.0M $0.0M 58
DAG VENTURES V-QP, L.P. Venture Capital Fund $1.4M $0.0M 68
DAG VENTURES V, L.P. Venture Capital Fund $0.0M $0.0M 9
DAG VENTURES VI-S, LLC Venture Capital Fund $33.8M $0.0M 5
DAG VENTURES VI, L.P. Venture Capital Fund $505.4M $0.0M 56
DAG VENTURES, L.P. Venture Capital Fund $0.0M $0.0M 26

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, GREGORY, RICHARD ALAN Individual MANAGING DIRECTOR 09/2011 10-25%
CHUNG, YOUNG, JOON Individual MANAGING DIRECTOR 09/2011 10-25%
PIANIM, NICHOLAS, KWASI Individual MANAGING DIRECTOR 09/2011 10-25%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR 01/2008 25-50%
ZANONE, JOSEPH, JOHN Individual CHIEF FINANCIAL OFFICER 09/2008 < 5%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR 01/2008 25-50%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT V, LLC 06/2011 50-75%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT V, LLC 06/2011 50-75%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT IV, LLC 12/2008 10-25%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT IV, LLC 12/2008 10-25%
CHUNG, YOUNG, JOON Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT IV, LLC 12/2008 10-25%
PIANIM, NICHOLAS, KWASI Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT IV, LLC 12/2008 10-25%
WILLIAMS, GREGORY, RICHARD ALAN Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT IV, LLC 12/2008 10-25%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT III, LLC 12/2007 10-25%
CHUNG, YOUNG, JOON Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT III, LLC 12/2007 10-25%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT III, LLC 12/2007 10-25%
PIANIM, NICHOLAS, KWASI Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT III, LLC 12/2007 10-25%
WILLIAMS, GREGORY, RICHARD ALAN Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT III, LLC 12/2007 10-25%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT II, LLC 06/2006 10-25%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT II, LLC 06/2006 25-50%
DUFF, JOHN, M Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT II, LLC 06/2006 10-25%
ACKERMAN, ARNOLD, W Individual MEMBER, DAG VENTURES MANAGEMENT, LLC 08/2004 5-10%
CADEDDU, JOHN, JAMES Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT, LLC 08/2004 5-10%
DUFF, JOHN, M Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT, LLC 08/2004 25-50%
GOODRICH, R, THOMAS Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT, LLC 08/2004 25-50%
WILLIAMS, GREGORY, RICHARD ALAN Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT V, LLC 01/2013 10-25%
CHUNG, YOUNG, JOON Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT V, LLC 01/2013 10-25%
PIANIM, NICHOLAS, KWASI Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT V, LLC 01/2013 10-25%
PAULSON, GREG, ERIC Individual MEMBER, DAG VENTURES MANAGEMENT V, LLC 01/2013 5-10%
ZANONE, JOSEPH, JOHN Individual MEMBER, DAG VENTURES MANAGEMENT V, LLC 01/2013 5-10%
DUFF, JOHN, M Individual MEMBER, DAG VENTURES MANAGEMENT V, LLC 01/2013 5-10%
ACKERMAN, ARNOLD, W Individual MEMBER, DAG VENTURES MANAGEMENT II, LLC 06/2006 < 5%
DUFF, JOHN, M Individual MEMBER, DAG VENTURES MANAGEMENT III, LLC 12/2007 < 5%
RAGATZ, KENDRA, HARRIS Individual MEMBER, DAG VENTURES MANAGEMENT IV, LLC 12/2008 < 5%
WILLIAMS, GREGORY, RICHARD ALAN Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT VI, LLC 11/2014 25-50%
CHUNG, YOUNG, JOON Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT VI, LLC 11/2014 25-50%
PIANIM, NICHOLAS, KWASI Individual MANAGING DIRECTOR, DAG VENTURES MANAGEMENT VI, LLC 11/2014 25-50%

No. Employees, Historic

000202020212022202320240 on 3/30/20200 on 3/31/20210 on 4/8/20220 on 4/12/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BLOCK INC CL A 1M 19K
OPORTUN FINL CORP COM 112K 38K
ZUORA INC COM CL A 7M 678K