PROSPECT MANAGEMENT CO. II, LLC
PROSPECT MANAGEMENT CO. III, L.L.C. Legal Name
Adviser information for PROSPECT MANAGEMENT CO. II, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75539 |
|---|---|
| SEC ERA File Number | 802-75539 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160582 |
| Legal Entity Identifier | None |
Principal Office
3175 HANOVER STREETATTN CASEY SCHULTE
PALO ALTO
CA
United States
Monday - Friday, 8:00AM-5:30PM
Tel: 650-327-8800, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| PROSPECT MANAGEMENT CO. III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PROSPECT MANAGEMENT CO., LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROSPECT VENTURE PARTNERS III, LP | Venture Capital Fund | $8.4M | $0.5M | 85 |
| PROSPECT VENTURES PARTNERS II, L.P. | Venture Capital Fund | $1.8M | $0.5M | 81 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHNELL, DAVID | Individual | – | MANAGING MEMBER - PROSPECT MANAGEMENT CO., LLC | 02/1998 | 25-50% |
| SCHNELL, DAVID | Individual | – | MANAGING MEMBER- PROSPECT MANAGEMENT CO. II, LLC (THRU DAVID SCHNELL, TRUST 2000 U/L DTD MAY 26, 2000, DAVID SCHNELL TRUSTEE) | 02/2001 | 25-50% |
| SCHNELL, DAVID | Individual | – | MANAGING MEMBER - PROSPECT MANAGEMENT CO. III, LLC (THRU DAVID SCHNELL, TRUST 2000 U/L DTD MAY 26, 2000, DAVID SCHNELL TRUSTEE) | 11/2004 | 10-25% |
| HIRSCH, RUSSELL | Individual | – | MANAGING MEMBER- PROSPECT MANAGEMENT CO. II, LLC (THRU HIRSCH LIVING TRUST DATED 9/22/2000, RUSSELL HIRSCH TRUSTEE) | 02/2001 | 25-50% |
| HIRSCH, RUSSELL | Individual | – | MANAGING MEMBER- PROSPECT MANAGEMENT CO. III, LLC (THRU HIRSCH LIVING TRUST DATED 9/22/2000, RUSSELL HIRSCH TRUSTEE) | 11/2004 | 10-25% |
| TANANBAUM, JAMES, BRUCE | Individual | – | MEMBER - PROSPECT MANAGEMENT CO. II, LLC (THRU JAMES TANANBAUM AND DANA SCHONFELD FAMILY TRUST, JIM TANANBAUM TRUSTEE) | 02/2001 | 25-50% |
| TANANBAUM, JAMES, BRUCE | Individual | – | MEMBER- PROSPECT MANAGEMENT CO. III, LLC (THRU JAMES TANANBAUM AND DANA SCHONFELD FAMILY TRUST, JIM TANANBAUM TRUSTEE) | 11/2004 | 10-25% |
| WIJCIK, LYNDA | Individual | – | MEMBER - PROSPECT MANAGEMENT CO. LLC (THRU BARKAS-WIJCIK TRUST UDT DATED JULY 26, 1999, LYNDA WIJCIK TRUSTEE) | 11/2011 | 25-50% |
| WIJCIK, LYNDA | Individual | – | MEMBER - PROSPECT MANAGEMENT CO. II, LLC (THRU BARKAS-WIJCIK TRUST UDT DATED JULY 26, 1999, LYNDA WIJCIK TRUSTEE) | 02/2001 | 25-50% |
| WIJCIK, LYNDA | Individual | – | MEMBER - PROSPECT MANAGEMENT CO. III, LLC (THRU BARKAS-WIJCIK TRUST UDT DATED JULY 26, 1999, LYNDA WIJCIK TRUSTEE) | 11/2004 | 10-25% |