THE CUE BALL GROUP, LLC
Adviser information for THE CUE BALL GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75554 |
|---|---|
| SEC ERA File Number | 802-75554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162245 |
| Legal Entity Identifier | None |
Principal Office
ONE FANEUIL HALL SQUARESUITE 700
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-542-0100, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| CUE BALL CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CUE BALL CAPITAL, LP | Venture Capital Fund | $132.7M | $0.3M | 78 |
| CUE BALL DIRECT PLACEMENT OPPORTUNITY I, LP | Venture Capital Fund | $7.7M | $0.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TJAN, ANTHONY, K | Individual | – | MANAGER AND CEO OF THE CUE BALL GROUP, LLC | 06/2008 | 25-50% |
| TJAN, ANTHONY, K | Individual | – | MANAGER OF CUE BALL CAPITAL, LLC | 06/2008 | < 5% |
| HAMEL, JOHN, DANIELE | Individual | – | MANAGER OF THE CUE BALL GROUP, LLC | 06/2008 | 10-25% |
| HAMEL, JOHN, DANIELE | Individual | – | MANAGER OF CUE BALL CAPITAL, LLC | 06/2008 | < 5% |
| THE CUE BALL GROUP, LLC | Domestic Entity | – | MEMBER OF CUE BALL CAPITAL, LLC | 06/2008 | > 75% |
| CHU, BRIAN, HSIAOYEH | Individual | – | MANAGER AND CHAIR OF THE CUE BALL GROUP, LLC | 10/2018 | 10-25% |
| CHU, BRIAN, HSIAOYEH | Individual | – | MANAGER OF CUE BALL CAPITAL, LLC | 10/2018 | < 5% |
| WALKER, JAMES, ROGER | Individual | – | MEMBER OF THE CUE BALL GROUP, LLC | 04/2023 | 5-10% |
| Lederhausen, Mats, A | Individual | – | MEMBER OF THE CUE BALL GROUP, LLC | 04/2023 | 5-10% |