FLOODGATE
FLOODGATE MANAGEMENT COMPANY, LLC Legal Name
Adviser information for FLOODGATE last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75588 |
|---|---|
| SEC ERA File Number | 802-75588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160983 |
| Legal Entity Identifier | None |
Principal Office
506 SANTA CRUZ AVESUITE 200
MENLO PARK
CA
United States
Monday - Friday, 9AM-5PM
Tel: 650-204-7990, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| FLOODGATE PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FLOODGATE PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FLOODGATE PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FLOODGATE PARTNERS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FLOODGATE PARTNERS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAPLES MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAPLES MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLOODGATE ASSOCIATES III, L.P. | Venture Capital Fund | $0.6M | $0.0M | 18 |
| FLOODGATE ASSOCIATES IV LP | Venture Capital Fund | $2.1M | $0.0M | 29 |
| FLOODGATE ASSOCIATES V, LP | Venture Capital Fund | $1.1M | $0.0M | 9 |
| FLOODGATE ASSOCIATES VI, LP | Venture Capital Fund | $3.3M | $0.0M | 13 |
| FLOODGATE ASSOCIATES VII, L.P. | Venture Capital Fund | $1.8M | $0.0M | 15 |
| FLOODGATE FUND III, L.P. | Venture Capital Fund | $12.6M | $0.8M | 12 |
| FLOODGATE FUND IV LP | Venture Capital Fund | $40.5M | $0.0M | 10 |
| FLOODGATE FUND V, LP | Venture Capital Fund | $104.8M | $0.0M | 10 |
| FLOODGATE FUND VI, LP | Venture Capital Fund | $423.9M | $0.0M | 9 |
| FLOODGATE FUND VII, L.P. | Venture Capital Fund | $35.4M | $0.0M | 14 |
| MAPLES ASSOCIATES II, L.P. | Venture Capital Fund | $3.6M | $0.0M | 14 |
| MAPLES INVESTMENTS II, L.P. | Venture Capital Fund | $48.7M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAPLES, MICHAEL, J. | Individual | – | MANAGING MEMBER-MAPLES MANAGEMENT, LLC | 07/2006 | > 75% |
| MIURA-KO, REIKO, ANN | Individual | – | MEMBER-MAPLES MANAGEMENT II, LLC | 10/2008 | 10-25% |
| MAPLES, MICHAEL, J. | Individual | – | MANAGING MEMBER-MAPLES MANAGEMENT II, LLC | 03/2008 | 50-75% |
| MAPLES, MICHAEL, J. | Individual | – | MANAGING MEMBER-FLOODGATE PARTNERS III, LLC | 07/2010 | 50-75% |
| MIURA-KO, REIKO, ANN | Individual | – | MANAGING MEMBER-FLOODGATE PARTNERS III, LLC | 07/2010 | 25-50% |
| MAPLES, MICHAEL, J. | Individual | – | MANAGING MEMBER-FLOODGATE MANAGEMENT COMPANY, LLC | 07/2006 | 50-75% |
| MIURA-KO, REIKO, ANN | Individual | – | MEMBER-FLOODGATE MANAGEMENT COMPANY, LLC | 09/2010 | 25-50% |
| MIURA-KO, REIKO, ANN | Individual | – | MANAGING MEMBER - FLOODGATE PARTNERS IV LLC | 07/2012 | 25-50% |
| MAPLES, MICHAEL, J. | Individual | – | MANAGING MEMBER - FLOODGATE PARTNERS IV LLC | 07/2012 | 50-75% |
| SIMOTAS, LORI | Individual | – | MEMBER - FLOODGATE PARTNERS IV LLC | 06/2014 | < 5% |