CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED
Adviser information for CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75594 |
|---|---|
| SEC ERA File Number | 802-75594 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163000 |
| Legal Entity Identifier | 254900N4OQD5K7SGIR70 |
Principal Office
46/F, FAR EAST FINANCE CENTRE,16 HARCOURT ROAD
ADMIRALTY
Hong Kong
Monday - Friday, 09:00-18:00
Tel: 852-2528 9882, Fax: 852-2529 0177
Chief Compliance Officer
YE SHENGLI
HEAD OF RISK MANAGEMENT, LEGAL AND COMPLIANCE DEPARTMENT
46/F FAR EAST FINANCE CENTRE
16 HARCOURT ROAD
ADMIRALTY
Hong Kong
Tel:
852-2530 8220
Fax:
852-2529 0177
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHINA SPECIAL OPPORTUNITIES FUND III,LP | Private Equity Fund | $572.0M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHINA EVERBRIGHT LIMITED | Foreign Entity | – | SHAREHOLDER OF CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED | 04/2006 | > 75% |
| CSOF III GP LIMITED | Foreign Entity | – | GENERAL PARTNER OF CHINA SPECIAL OPPORTUNITIES FUND III,LP | 08/2010 | < 5% |
| GRIFFITH, PEARSE, JAMES | Individual | – | DIRECTOR OF CSOF III GP LIMITED | 06/2010 | < 5% |
| CHINA EVERBRIGHT HOLDINGS COMPANY LIMITED | Foreign Entity | CHINA EVERBRIGHT LIMITED | SHAREHOLDER OF CHINA EVERBRIGHT LIMITED | 11/1994 | 25-50% |
| IP, KUN-WAN | Individual | – | DIRECTOR OF CSOF III GP LIMITED | 06/2015 | < 5% |
| YEO, CHEE, KEAN | Individual | – | DIRECTOR OF CSOF III GP LIMITED | 10/2018 | < 5% |
| POON, Sze Wai Kelvin | Individual | – | DIRECTOR OF CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED | 05/2021 | < 5% |
| HU, Jiangdong | Individual | – | DIRECTOR OF CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED | 07/2021 | < 5% |
| SO, Hiu Pang | Individual | – | DIRECTOR OF CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED | 10/2021 | < 5% |
| CHUNG, YUK CHEONG | Individual | – | DIRECTOR OF CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED | 10/2023 | < 5% |