ETHOS PRIVATE EQUITY
ETHOS PRIVATE EQUITY (PTY) LIMITED Legal Name
Adviser information for ETHOS PRIVATE EQUITY last updated from Form ADV on September 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | South Africa |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75614 |
|---|---|
| SEC ERA File Number | 802-75614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162657 |
| Legal Entity Identifier | None |
Principal Office
35 FRICKER ROADJOHANNESBURG
ILLOVO
South Africa
Monday - Friday, 08H00 - 17H00
Tel: 27 11 328 7400, Fax: 27 11 328 7420
Websites
Chief Compliance Officer
HASHEILA KESHAV
TAX AND REGULATORY MANAGER
35 FRICKER ROAD
ILLOVO, JOHANNESBURG
South Africa
Tel:
27113287443
Fax:
27113287420
H**************@***************M
(Full email address available in API data)
Industry Affiliates
| ETHOS CAPITAL V (GP) (JERSEY) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ETHOS CAPITAL V GP (SA) (PTY) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ETHOS CAPITAL VI (GP) (JERSEY) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ETHOS CAPITAL VI GP (SA) (PTY) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ETHOS FUND VI (JERSEY) LP | Private Equity Fund | $155.5M | $10.0M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACKENZIE, STUART, JAMES | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LIMITED | 03/2005 | 5-10% |
| DE BEER, ANTHONIE, CHRISTOFFEL | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LIMITED | 08/2023 | 5-10% |
| DREYER, CRAIG, JOHN | Individual | – | NON-EXECUTIVE DIRECTOR OF ETHOS CAPITAL VI (GP) (JERSEY) LIMITED | 02/2010 | < 5% |
| ETHOS FUND VI (JERSEY) TRUST | Foreign Entity | – | SHAREHOLDER OF ETHOS CAPITAL VI (GP) (JERSEY) LIMITED | 02/2010 | > 75% |
| OCARIAN CORPORATE TRUSTEES (JERSEY) LIMITED | Foreign Entity | ETHOS FUND VI (JERSEY) TRUST | TRUSTEE | 11/2011 | |
| MATTHEWS, JONATHAN, EDWARD ROLAND | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LIMITED | 08/2023 | 5-10% |
| MYBURG, PHILLIP, ALBERT | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LTD | 08/2023 | < 5% |
| HAYWARD-BUTT, PETER | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LTD | 08/2023 | 5-10% |
| RICHARDSON, MICHAEL, HENRY | Individual | – | NON-EXECUTIVE DIRECTOR OF ETHOS CAPITAL VI (GP) JERSEY LIMITED | 02/2010 | < 5% |
| DE SWARDT, ALIDA, RACHAEL | Individual | – | NON EXECUTIVE DIRECTOR OF ETHOS PRIVATE EQUITY DIRECTOR | 03/2018 | < 5% |
| RMI INVESTMENT MANAGERS AFFILIATES 2 (PTY) LTD | Foreign Entity | – | SHAREHOLDER OF ETHOS PRIVATE EQUITY (PTY) LTD | 09/2017 | 10-25% |
| ROYAL INVESTMENT MANAGERS (PTY) LTD | Foreign Entity | – | SHAREHOLDER OF ETHOS PRIVATE EQUITY (PTY) LTD | 09/2017 | 5-10% |
| ETHOS PRIVATE EQUITY EMPOWERMENT TRUST | Foreign Entity | – | SHAREHOLDER OF ETHOS PRIVATE EQUITY (PTY) LTD | 05/2018 | 5-10% |
| MMI STRATEGIC INVESTMENTS (PTY) LTD | Foreign Entity | RMI INVESTMENT MANAGERS AFFILIATES 2 (PTY) LTD | SHAREHOLDER OF RMI INVESTMENT MANAGERS AFFILIATES 2 (PTY) LTD | 07/2015 | 25-50% |
| ROYAL INVESTMENT MANAGERS GROUP (PTY) LTD | Foreign Entity | RMI INVESTMENT MANAGERS AFFILIATES 2 (PTY) LTD | SHAREHOLDER OF RMI INVESTMENT MANAGERS AFFILIATES 2 (PTY) LTD | 07/2015 | 50-75% |
| ROYAL INVESTMENT MANAGERS GROUP (PTY) LTD | Foreign Entity | ROYAL INVESTMENT MANAGERS (PTY) LTD | SHAREHOLDER OF ROYAL INVESTMENT MANAGERS (PTY) LTD | 07/2016 | 25-50% |
| ROYAL BAFOKENG IMPALA INVESTMENT HOLDING COMPANY (PTY) LTD | Foreign Entity | ROYAL INVESTMENT MANAGERS (PTY) LTD | SHAREHOLDER OF ROYAL INVESTMENT MANAGERS (PTY) LTD | 07/2016 | 25-50% |
| PARSONS, MARK | Individual | – | DIRECTOR OF ETHOS PRIVATE EQUITY (PTY) LTD | 03/2020 | < 5% |
| Adams, Michael, Charles | Individual | – | NON-EXECUTIVE DIRECTOR OF ETHOS CAPITAL VI (GP) (JERSEY) LIMITED | 02/2022 | < 5% |