LION CAPITAL LLP
Adviser information for LION CAPITAL LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75625 |
|---|---|
| SEC ERA File Number | 802-75625 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160573 |
| Legal Entity Identifier | 213800XE4F6OMO3NXB6 |
Principal Office
21 GROSVENOR PLACELONDON
United Kingdom
Monday - Friday, 9 AM - 6PM UK TIME
Tel: 44 0 20 7201 2200, Fax: 44 0 20 7201 2222
Websites
Chief Compliance Officer
MANDEEP PANESAR
COMPLIANCE OFFICER AND HEAD OF TAX
21 GROSVENOR PLACE
LONDON
United Kingdom
Tel:
44 0 20 7201 2260
P******@**************M
(Full email address available in API data)
Industry Affiliates
| LION CAPITAL (AMERICAS) INC. | Other investment adviser, including financial planners |
| LION CAPITAL III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LION CAPITAL IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LION CAPITAL PARTNERS LIMITED | Other investment adviser, including financial planners |
| LION/LATIMER GP II (GUERNSEY) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LION/NALA INVESTORS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LION/SIMBA INVESTORS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LION CAPITAL FUND III (USD) LP | Private Equity Fund | $200.0M | $10.0M | 20 |
| LION CAPITAL FUND III LP | Private Equity Fund | $294.9M | $13.0M | 30 |
| LION CAPITAL FUND III SBS (USD) LP | Private Equity Fund | $8.1M | $0.0M | 34 |
| LION CAPITAL FUND III SBS LP | Private Equity Fund | $11.9M | $0.0M | 34 |
| LION CAPITAL FUND IV (USD) LP | Private Equity Fund | $157.4M | $10.0M | 9 |
| LION CAPITAL FUND IV LP | Private Equity Fund | $190.4M | $10.0M | 4 |
| LION CAPITAL FUND IV SBS (USD) LP | Private Equity Fund | $21.9M | $0.0M | 2 |
| LION CAPITAL FUND IV SBS LP | Private Equity Fund | $17.0M | $0.0M | 2 |
| LION CAPITAL FUND IV-A (USD) LP | Private Equity Fund | $367.5M | $10.0M | 9 |
| LION CAPITAL FUND IV-A LP | Private Equity Fund | $216.1M | $10.0M | 14 |
| LION/HEAVEN CO-INVESTORS LP | Private Equity Fund | $9.8M | $0.0M | 3 |
| LION/SENECA CAYMAN 3 LP | Private Equity Fund | $15.0M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEA, LYNDON | Individual | – | MANAGING PARTNER OF LION CAPITAL LLP | 06/2004 | 50-75% |
| DARWENT, ROBERT | Individual | – | PARTNER OF LION CAPITAL LLP | 06/2004 | 10-25% |
| LAWRENCE, BERNARD, REGINALD LE MARCHANT | Individual | – | DIRECTOR OF LION/LATIMER GP II (GUERNSEY) LIMITED | 06/2004 | < 5% |
| HALL, DAVID, ANDREW | Individual | – | DIRECTOR OF LION/LATIMER GP II (GUERNSEY) LIMITED | 06/2007 | < 5% |
| NICHOLAS, BARTON, JAMES | Individual | – | DIRECTOR OF LION/LATIMER GP II (GUERNSEY) LIMITED | 09/2017 | < 5% |
| TESTER, GRAHAM, ROBERT | Individual | – | DIRECTOR OF LC III GP LTD AND LC IV GP LTD | 07/2021 | < 5% |
| Panesar, Mandeep | Individual | – | DIRECTOR OF LC III GP LTD AND LC IV GP LTD | 04/2021 | < 5% |
| Panesar, Mandeep | Individual | – | COMPLIANCE OFFICER | 01/2023 | < 5% |
| Nicolle, Jennifer, Louise | Individual | – | DIRECTOR OF LION/LATIMER GP II (GUERNSEY) LIMITED | 06/2023 | < 5% |