PSILOS GROUP MANAGERS, LLC

Adviser information for PSILOS GROUP MANAGERS, LLC last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-75632
SEC ERA File Number	802-75632
SEC CIK Numbers	None
SEC CRD Numbers	161835, 14307
Legal Entity Identifier	None

Principal Office

165 BROADWAY
SUITE 2301
NEW YORK
NY
United States

Monday - Friday, 8:30AM-5:30PM

Tel: 646-7593600, Fax: None

Websites

www.psilos.com www.linkedin.com/company/psilos-group twitter.com/psilosgroup?lang=en

Chief Compliance Officer

None

Industry Affiliates

PSILOS GROUP INVESTORS II-S, LLC	Sponsor, GP, manager of pooled investment vehicles
PSILOS GROUP INVESTORS II, LLC	Sponsor, GP, manager of pooled investment vehicles
PSILOS GROUP INVESTORS III, LLC	Sponsor, GP, manager of pooled investment vehicles
PSILOS SPV GP, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
CLASS A DIRECT LIQUIDATING TRUST	Venture Capital Fund	$0.4M	$0.0M	43
PSILOS GROUP PARTNERS II, LP	Venture Capital Fund	$1.1M	$0.1M	66
PSILOS GROUP PARTNERS IIA, LP	Venture Capital Fund	$0.1M	$0.0M	11
PSILOS II-S LIQUIDATING TRUST	Venture Capital Fund	$1.8M	$0.0M	7
PSILOS/CAREGIVER CO-INVESTMENT, LP	Venture Capital Fund	$3.8M	$0.0M	28

Control Persons

Name	Type	Entity	Title	Since	Ownership
RILEY, JOSEPH	Individual	–	PARTNER	11/2007	10-25%
KRUPA, STEPHEN, MICHAEL	Individual	–	PARTNER	06/1998	10-25%
SUENNEN, LISA	Individual	–	CONVERTED MEMBER	07/2014	< 5%
EICHLER, DAVID, ADAM	Individual	–	PARTNER	11/2007	10-25%
KRUPA, STEPHEN, MICHAEL	Individual	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
RILEY, JOSEPH	Individual	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
SUENNEN, LISA	Individual	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
EICHLER, DAVID, ADAM	Individual	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
VAN DER WAAG, WARREN, THOMAS	Individual	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
NEWBURY STREET/PII GENERAL PARTNERSHIP	Domestic Entity	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	10/2001	< 5%
PSILOS ASSOCIATES LLC	Domestic Entity	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	03/2013	< 5%
PREMIER TRUST INC TRUSTEE OF DAVID EICHLER 2014 NON-GRANTOR NV TR	Domestic Entity	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	09/2014	< 5%
FERNWOOD INVESTMENT MANAGEMENT, LLC	Domestic Entity	–	MEMBER, PSILOS GROUP INVESTORS II, LLC	08/2014	< 5%
KRUPA, STEPHEN, MICHAEL	Individual	–	VOTING MEMBER, PSILOS GROUP INVESTORS II-S LLC	01/2004	25-50%
PSILOS ASSOCIATES LLC	Domestic Entity	–	VOTING MEMBER, PSILOS GROUP INVESTORS II-S LLC	03/2013	25-50%
PSILOS ASSOCIATES LLC	Domestic Entity	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	03/2013	5-10%
KRUPA, STEPHEN, MICHAEL	Individual	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	5-10%
RILEY, JOSEPH	Individual	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	< 5%
SUENNEN, LISA	Individual	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	< 5%
EICHLER, DAVID, ADAM	Individual	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	< 5%
VAN DER WAAG, WARREN, THOMAS	Individual	–	MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	< 5%
Collins, Darlene	Individual	–	MEMBER, PSILOS GROUP INVESTORS III LLC	09/2006	< 5%
PREMIER TRUST INC TRUSTEE OF DAVID EICHLER 2014 NON-GRANTOR NV TR	Domestic Entity	–	MEMBER, PSILOS GROUP INVESTORS III LLC	09/2014	< 5%
FERNWOOD INVESTMENT MANAGEMENT, LLC	Domestic Entity	–	ECONOMIC ASSIGNEE, PSILOS GROUP INVESTORS III LLC	11/2007	< 5%
372 SARM GP	Domestic Entity	–	ECONOMIC ASSIGNEE, PSILOS GROUP INVESTORS III LLC	11/2007	< 5%
RILEY, JOSEPH	Individual	–	MANAGING MEMBER, PSILOS SPV GP, LLC	03/2012	10-25%
KRUPA, STEPHEN, MICHAEL	Individual	–	MANAGING MEMBER, PSILOS SPV GP, LLC	03/2012	25-50%
SUENNEN, LISA	Individual	–	MANAGING MEMBER, PSILOS SPV GP, LLC	03/2012	10-25%
EICHLER, DAVID, ADAM	Individual	–	MANAGING MEMBER, PSILOS SPV GP, LLC	03/2012	10-25%
RILEY, JOSEPH	Individual	PSILOS ASSOCIATES LLC	MEMBER	02/2013
REILLY, THOMAS, PATRICK	Individual	FERNWOOD INVESTMENT MANAGEMENT, LLC	MANAGING MEMBER	02/2003	> 75%
PREMIER TRUST INC	Domestic Entity	PREMIER TRUST INC TRUSTEE OF DAVID EICHLER 2014 NON-GRANTOR NV TR	TRUSTEE	08/2014
LADENBURG THALMAN FINANCIAL SERVICES INC.	Domestic Entity	PREMIER TRUST INC	SHAREHOLDER	09/2010	> 75%
BAIN, SAMUEL, EUGENE	Individual	372 SARM GP	GENERAL PARTNER	04/2007
BAIN, SAMUEL, EUGENE	Individual	NEWBURY STREET/PII GENERAL PARTNERSHIP	GENERAL PARTNER	02/2001
ALBERT S WAXMAN ESTATE	Domestic Entity	–	PARTNER	06/2020	25-50%
ALBERT S WAXMAN ESTATE	Domestic Entity	–	MANAGING MEMBER, PSILOS GROUP INVESTORS II, LLC	06/2020	> 75%
ALBERT S WAXMAN ESTATE	Domestic Entity	–	VOTING MEMBER, PSILOS GROUP INVESTORS II-S, LLC	06/2020	25-50%
ALBERT S WAXMAN ESTATE	Domestic Entity	–	MANAGING MEMBER, PSILOS GROUP INVESTORS III LLC	06/2020	> 75%
ALBERT S WAXMAN ESTATE	Domestic Entity	–	MANAGING MEMBER, PSILOS SPV GP, LLC	06/2020	25-50%
Waxman, Margarita	Individual	ALBERT S WAXMAN ESTATE	EXECUTRIX	06/2020

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