NINE MASTS CAPITAL LIMITED
Adviser information for NINE MASTS CAPITAL LIMITED last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
LEVEL 20, ONE IFCNO. 1 HARBOUR VIEW STREET
HONG KONG
Hong Kong
Monday - Friday, 8AM-8PM HKT
Tel: 852 2105 5800, Fax: 852 2868 9963
Websites
Chief Compliance Officer
IRENE BACKENHORN
LEVEL 20, ONE IFC
NO. 1 HARBOUR VIEW STREET
HONG KONG
Hong Kong
Tel:
852 2105 5800
Fax:
852 2868 9963
I***************@************M
(Full email address available in API data)
Industry Affiliates
| NINE MASTS CAPITAL ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NINE MASTS CAPITAL MANAGEMENT | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NINE MASTS INVESTMENT FUND | Hedge Fund | $904.4M | $1.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHACHTER, RON, ARMIN | Individual | – | PORTFOLIO MANAGEMENT | 02/2010 | < 5% |
| WANG, BING | Individual | – | DIRECTOR AND CHIEF INVESTMENT OFFICER | 02/2010 | < 5% |
| NINE MASTS CAPITAL MANAGEMENT | Foreign Entity | – | SHAREHOLDER OF NINE MASTS CAPITAL LIMITED AND MANAGER OF THE FUNDS | 02/2010 | > 75% |
| WANG, BING | Individual | NINE MASTS CAPITAL MANAGEMENT | SHAREHOLDER | 02/2010 | 50-75% |
| Backenhorn, Irene Erika Irina | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 1M | 77K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 9K | – |
| ADVANCED MICRO DEVICES INC | COM | 252K | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 355K | 15K | – |
| AERCAP HOLDINGS NV | SHS | 2M | 21K | – |
| AGNICO EAGLE MINES LTD | COM | 338K | 35K | – |
| AGNICO EAGLE MINES LTD | COM | 171K | 54K | – |
| AIR LEASE CORP | CL A | 1M | 26K | – |
| AIRBNB INC | COM CL A | 298K | 10K | – |
| AIRBNB INC | COM CL A | 240K | 20K | – |
| ALBEMARLE CORP | 7.25% DEP SHS A | 43M | – | – |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 278K | 25K | – |
| ALPHABET INC | CAP STK CL A | 36M | 196K | – |
| AMERICAN AIRLS GROUP INC | COM | 236K | 1M | – |
| ANTERO RESOURCES CORP | COM | 392K | 12K | – |
| BAKER HUGHES COMPANY | CL A | 224K | 70K | – |
| BAKER HUGHES COMPANY | CL A | 170K | 70K | – |
| BARNES GROUP INC | COM | 286K | 7K | – |
| BAUSCH HEALTH COS INC | COM | 1M | 183K | – |
| BEIGENE LTD | SPONSORED ADR | 244K | 2K | – |
| BENTLEY SYS INC | COM CL B | 296K | 6K | – |
| BHP GROUP LTD | SPONSORED ADS | 2M | 39K | – |
| BILIBILI INC | NOTE 0.500%12/0 | 3M | – | – |
| BLACKBAUD INC | COM | 2M | 27K | – |
| BLACKROCK INVT QUALITY MUN T | COM | 256K | 21K | – |
| BLACKROCK MUN INCOME TR | SH BEN INT | 845K | 83K | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 1M | 62K | – |
| BLACKROCK MUNI INCOME TR II | COM | 842K | 78K | – |
| BLACKROCK MUNICIPAL INCOME | COM | 973K | 79K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 633K | 56K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 694K | 63K | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 576K | 48K | – |
| BLACKROCK MUNIVEST FD INC | COM | 308K | 43K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 2M | 122K | – |
| BLOCK INC | CL A | 3M | 47K | – |
| BNY MELLON STRATEGIC MUNS IN | COM | 565K | 92K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 435K | 3M | – |
| CHESAPEAKE ENERGY CORP | COM | 271K | 3K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 470K | 8K | – |
| CLOUDFLARE INC | NOTE 8/1 | 5M | – | – |
| CONFLUENT INC | CLASS A COM | 238K | 8K | – |
| CONOCOPHILLIPS | COM | 2M | 13K | – |
| CONOCOPHILLIPS | COM | 36K | 18K | – |
| CONOCOPHILLIPS | COM | 369K | 18K | – |
| COSTCO WHSL CORP NEW | COM | 340K | 400 | – |
| COTERRA ENERGY INC | COM | 307K | 12K | – |
| CRITEO S A | SPONS ADS | 415K | 11K | – |
| DATADOG INC | CL A COM | 209K | 2K | – |
| DEVON ENERGY CORP NEW | COM | 228K | 5K | – |
| DIAMONDBACK ENERGY INC | COM | 440K | 2K | – |
| DOMINOS PIZZA INC | COM | 207K | 400 | – |
| DRAFTKINGS INC NEW | COM CL A | 273K | 7K | – |
| DXC TECHNOLOGY CO | COM | 2M | 93K | – |
| DYNATRACE INC | COM NEW | 252K | 6K | – |
| ELASTIC N V | ORD SHS | 228K | 2K | – |
| ENVESTNET INC | COM | 1M | 22K | – |
| EOG RES INC | COM | 1M | 10K | – |
| EOG RES INC | COM | 66K | 16K | – |
| EOG RES INC | COM | 274K | 16K | – |
| EQT CORP | COM | 296K | 8K | – |
| FISCALNOTE HOLDINGS INC | *W EXP 07/29/202 | 52K | – | – |
| FOX CORP | CL B COM | 1M | 32K | – |
| FREEPORT-MCMORAN INC | CL B | 1M | 27K | – |
| FREEPORT-MCMORAN INC | CL B | 264K | 50K | – |
| FREEPORT-MCMORAN INC | CL B | 437K | 75K | – |
| GRINDR INC | *W EXP 11/18/202 | 1M | – | – |
| GRINDR INC | COM | 1M | 100K | – |
| HASBRO INC | COM | 305K | 5K | – |
| HDFC BANK LTD | SPONSORED ADS | 39M | 610K | – |
| HERSHEY CO | COM | 368K | 2K | – |
| HOME DEPOT INC | COM | 241K | 700 | – |
| HUBSPOT INC | COM | 4M | 6K | – |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 931K | 151K | – |
| INFORMATICA INC | COM CL A | 1M | 35K | – |
| INVESCO CALIF VALUE MUN INCO | COM | 333K | 32K | – |
| INVESCO MUN OPPORTUNITY TR | COM | 421K | 42K | – |
| INVESCO MUNICIPAL TRUST | COM | 661K | 66K | – |
| INVESCO QUALITY MUN INCOME T | COM | 263K | 26K | – |
| INVESCO TR INVT GRADE MUNS | COM | 472K | 46K | – |
| INVESCO VALUE MUN INCOME TR | COM | 1M | 105K | – |
| ISHARES BITCOIN TR | SHS | 1M | 38K | – |
| ISHARES TR | 20 YR TR BD ETF | 696K | 330K | – |
| ISHARES TR | MSCI EMG MKT ETF | 14M | 331K | – |
| ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | 20K | – | – |
| ISRAEL ACQUISITIONS CORP | CLASS A ORD | 4M | 400K | – |
| JOYY INC | ADS REPSTG COM A | 2M | 76K | – |
| KB FINL GROUP INC | SPONSORED ADR | 2M | 36K | – |
| KE HLDGS INC | SPONSORED ADS | 252K | 17K | – |
| KRAFT HEINZ CO | COM | 1M | 36K | – |
| KRAFT HEINZ CO | COM | 21K | 60K | – |
| KRAFT HEINZ CO | COM | 333K | 60K | – |
| MAGNOLIA OIL & GAS CORP | CL A | 314K | 12K | – |
| MARIADB PLC | *W EXP 12/16/202 | 43K | – | – |
| MATADOR RES CO | COM | 292K | 5K | – |
| MINISO GROUP HLDG LTD | SPONSORED ADS | 249K | 13K | – |
| MONDAY COM LTD | SHS | 241K | 1K | – |
| NETEASE INC | SPONSORED ADS | 624K | 7K | – |
| NETFLIX INC | COM | 297K | 440 | – |
| NEUBERGER BERMAN MUN FD INC | COM | 388K | 36K | – |
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 229K | 3K | – |
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 35M | – | – |
| NIO INC | NOTE 0.500% 2/0 | 5M | – | – |
| NUTANIX INC | CL A | 2M | 43K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 4M | 282K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 3M | 230K | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 1M | 109K | – |
| NUVEEN CALIFORNIA AMT QLT MU | COM | 673K | 54K | – |
| NUVEEN MUN CR OPPORTUNITIES | COM | 2M | 195K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 2M | 194K | – |
| NUVEEN MUN VALUE FD INC | COM | 2M | 182K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 3M | 221K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 3M | 242K | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 5M | – | – |
| PAGERDUTY INC | COM | 240K | 10K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 308K | 19K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 797K | 55K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 176K | 200K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 481K | 200K | – |
| PIMCO MUN INCOME FD II | COM | 1M | 137K | – |
| PRENETICS GLOBAL LTD | *W EXP 05/18/202 | 5K | – | – |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 674K | 66K | – |
| R1 RCM INC | COM | 2M | 131K | – |
| RANGE RES CORP | COM | 369K | 11K | – |
| REGENERON PHARMACEUTICALS | COM | 453K | 3K | – |
| REGENERON PHARMACEUTICALS | COM | 69K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 545K | 12K | – |
| SCHLUMBERGER LTD | COM STK | 64K | 43K | – |
| SCHLUMBERGER LTD | COM STK | 369K | 43K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 16M | 72K | – |
| SENTINELONE INC | CL A | 263K | 13K | – |
| SIRIUS XM HOLDINGS INC | COM | 389K | 137K | – |
| SM ENERGY CO | COM | 359K | 8K | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 1M | 40K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 887K | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 734K | 110K | – |
| TECK RESOURCES LTD | CL B | 527K | 11K | – |
| TKO GROUP HOLDINGS INC | CL A | 2M | 15K | – |
| TOAST INC | CL A | 258K | 10K | – |
| TYLER TECHNOLOGIES INC | COM | 9M | 18K | – |
| VIKING THERAPEUTICS INC | COM | 3M | 51K | – |
| WALMART INC | COM | 217K | 3K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 764K | 74K | – |
| WESTERN DIGITAL CORP. | COM | 3M | 35K | – |
| WOLFSPEED INC | NOTE 0.250% 2/1 | 7M | – | – |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 646K | 34K | – |
| ZILLOW GROUP INC | CL A | 3M | 57K | – |
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 2M | 104K | – |