HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED
Adviser information for HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | INVESTMENT FUND MANAGER, PM, EXEMPT MARKET DEALER |
Principal Office
3RD FLOOR, 885 WEST GEORGIA STREETVANCOUVER
Canada
Monday - Friday, 7:00AM - 5:00PM
Tel: 604-257-1000, Fax: 604-669-2756
Websites
Chief Compliance Officer
LINDI PORTER
AVP COMPLIANCE, WEALTH MANAGEMENT
3RD FLOOR, 885 WEST GEORGIA STREET
VANCOUVER, BC
Canada
Tel:
604-642-4415
L***********@******A
(Full email address available in API data)
Industry Affiliates
| HSBC BANK CANADA | Banking or thrift institution |
| HSBC BANK USA, NA | Registered security-based swap dealerBanking or thrift institutionTrust company |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HSBC INVESTMENT FUNDS (CANADA) INC | Other investment adviser, including financial planners |
| HSBC PRIVATE INVESTMENT COUNSEL (CANADA) INC. | Other investment adviser, including financial planners |
| HSBC SECURITIES (CANADA) INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HSBC CANADIAN BALANCED FUND | Hedge Fund | $523.6M | $0.0M | 17670 |
| HSBC CANADIAN BOND FUND | Hedge Fund | $542.1M | $0.0M | 8281 |
| HSBC CANADIAN MONEY MARKET FUND | Hedge Fund | $591.2M | $0.0M | 24558 |
| HSBC DIVIDEND FUND | Hedge Fund | $817.8M | $0.0M | 23747 |
| HSBC EQUITY FUND | Hedge Fund | $449.3M | $0.0M | 8593 |
| HSBC GLOBAL EQUITY FUND | Hedge Fund | $182.4M | $0.0M | 3990 |
| HSBC GLOBAL EQUITY VOLATILITY FOCUSED FUND | Hedge Fund | $151.0M | $0.0M | 1308 |
| HSBC MONTHLY INCOME FUND | Hedge Fund | $1,076.1M | $0.0M | 18775 |
| HSBC MORTGAGE FUND | Hedge Fund | $1,674.3M | $0.0M | 6428 |
| HSBC U.S. DOLLAR MONTHLY INCOME FUND | Hedge Fund | $630.9M | $0.0M | 6697 |
| HSBC WORLD SELECTION DIVERSIFIED AGGRESSIVE GROWTH FUND | Hedge Fund | $89.5M | $0.0M | 3809 |
| HSBC WORLD SELECTION DIVERSIFIED BALANCED FUND | Hedge Fund | $633.5M | $0.0M | 25222 |
| HSBC WORLD SELECTION DIVERSIFIED CONSERVATIVE FUND | Hedge Fund | $150.3M | $0.0M | 6907 |
| HSBC WORLD SELECTION DIVERSIFIED GROWTH FUND | Hedge Fund | $301.3M | $0.0M | 12278 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CEVEY, MARC, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2005 | < 5% |
| BEALLE, BRIAN, J | Individual | – | CHIEF OPERATING OFFICER | 03/2009 | < 5% |
| HUGGAN, JAMES, R | Individual | – | CHIEF INVESTMENT OFFICER | 08/2004 | < 5% |
| HSBC HOLDINGS PLC | Foreign Entity | HSBC OVERSEAS HOLDINGS (UK) LIMITED | HOLDING COMPANY | 02/1991 | > 75% |
| HSBC OVERSEAS HOLDINGS (UK) LIMITED | Foreign Entity | HSBC BANK CANADA | HOLDING COMPANY | 09/2018 | > 75% |
| Seymour, Linda, Jane | Individual | – | DIRECTOR | 08/2020 | < 5% |
| HSBC BANK CANADA | Foreign Entity | – | BANK | 07/1981 | > 75% |
| Tomei, Lorenzo | Individual | – | DIRECTOR | 10/2016 | < 5% |
| Mehra, Shikhar | Individual | – | CHIEF FINANCIAL OFFICER | 05/2019 | < 5% |
| LAMPARD, SCOTT, GEOFFREYADAMS | Individual | – | DIRECTOR | 08/2020 | < 5% |
| Harris, Kimberly, Elizabeth | Individual | – | DIRECTOR | 11/2020 | < 5% |
| PORTER, LINDI, E | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| PARDI, MATTEO | Individual | – | DIRECTOR | 10/2021 | < 5% |
| HASAN, RAZA | Individual | – | DIRECTOR | 03/2023 | < 5% |