EXCELSIOR PARTNERS LIMITED
Adviser information for EXCELSIOR PARTNERS LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75728 |
|---|---|
| SEC ERA File Number | 802-75728 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163218 |
| Legal Entity Identifier | None |
Principal Office
UNIT 621, 6TH FLOOR, CORE F, CYBERPORT 3100 CYBERPORT ROAD
HONG KONG
Hong Kong
Monday - Friday, 9 AM - 6 PM
Tel: +852 22309800, Fax: +852 22309898
Chief Compliance Officer
JOHN YANG
UNIT 621, 6TH FLOOR, CORE F, CYBERPORT 3
100 CYBERPORT ROAD
HONG KONG
Hong Kong
Tel:
+852 22309827
J********@***************M
(Full email address available in API data)
Industry Affiliates
| EXCELSIOR CAPITAL ASIA (HK) LIMITED | Other investment adviser, including financial planners |
| EXCELSIOR CAPITAL ASIA GP V, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EXCELSIOR CAPITAL ASIA GP V, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EXCELSIOR CAPITAL CORPORATE SERVICES LIMITED | Other investment adviser, including financial planners |
| EXCELSIOR CAPITAL KOREA LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EXCELSIOR CAPITAL ASIA PARTNERS V, L.P. | Private Equity Fund | $12.1M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAWRENCE, GARY, MARTIN | Individual | WILLPOWER ENTERPRISES LTD. | REGISTERED MEMBER | 06/1997 | > 75% |
| LAWRENCE, GARY, MARTIN | Individual | – | DIRECTOR OF EXCELSIOR PARTNERS LIMITED ("EPL") | 07/2003 | < 5% |
| LAWRENCE, GARY, MARTIN | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL ASIA (HK) LTD. (THE "HK ADVISER") | 06/1998 | < 5% |
| WILLPOWER ENTERPRISES LTD. | Foreign Entity | – | REGISTERED MEMBER OF EPL | 08/2003 | > 75% |
| EXCELSIOR PARTNERS LIMITED | Foreign Entity | – | REGISTERED MEMBER OF HK ADVISER | 12/2003 | > 75% |
| EXCELSIOR PARTNERS LIMITED | Foreign Entity | – | DIRECTOR OF HK ADVISER | 03/2006 | < 5% |
| EXCELSIOR PARTNERS LIMITED | Foreign Entity | – | REGISTERED MEMBER OF EXCELSIOR CAPITAL CORPORATE SERVICES LIMITED("ECCS") | 08/2013 | 25-50% |
| EXCELSIOR CAPITAL CORPORATE SERVICES LIMITED | Foreign Entity | – | REGISTERED MEMBER OF EXCELSIOR CAPITAL KOREA LIMITED | 10/2013 | > 75% |
| LAWRENCE, GARY, MARTIN | Individual | – | REGISTERED MEMBER OF HK ADVISER | 06/1998 | < 5% |
| KENT, MICHAEL, JAMES | Individual | – | REGISTERED MEMBER OF EXCELSIOR CAPITAL ASIA GP V, LTD. ("GP V LTD.") | 06/2014 | 25-50% |
| WILLPOWER ENTERPRISES LTD. | Foreign Entity | – | REGISTERED MEMBER OF GP V LTD. | 06/2014 | 50-75% |
| YANG, KIN PING, JOHN | Individual | – | REGISTERED MEMBER OF GP V LTD. | 06/2014 | 10-25% |
| LAWRENCE, GARY, MARTIN | Individual | – | DIRECTOR OF GP V LTD. | 06/2014 | < 5% |
| YANG, KIN PING, JOHN | Individual | – | DIRECTOR OF GP V LTD. | 01/2015 | < 5% |
| MIN, SEUNGKI | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL KOREA LIMITED | 10/2015 | < 5% |
| LAWRENCE, GARY, MARTIN | Individual | – | REGISTERED MEMBER OF EPL | 12/2021 | 10-25% |
| CARROLL, LORNA SERENA | Individual | – | DIRECTOR OF GP V LTD. | 07/2018 | < 5% |
| CHO, JUNGHYUNG | Individual | – | REGISTERED MEMBER OF EPL | 03/2019 | 5-10% |
| LAWRENCE, GARY, MARTIN | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL KOREA LIMITED | 09/2019 | < 5% |
| LAWRENCE, GARY, MARTIN | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL CORPORATE SERVICES LIMITED | 07/2021 | < 5% |
| MIN, SEUNGKI | Individual | – | DIRECTOR & REGISTERED MEMBER OF ECCS | 12/2021 | 50-75% |
| Ryu, Ki Hong | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL CORPORATION SERVICES LIMITED ("ECCS") | 01/2022 | < 5% |
| Ryu, Ki Hong | Individual | – | DIRECTOR OF EXCELSIOR CAPITAL KOREA LIMITED | 10/2022 | < 5% |
| REWALT, Daniel Thomas | Individual | – | DIRECTOR OF GP V LTD. | 03/2023 | < 5% |
| YANG, KIN PING, JOHN | Individual | – | DIRECTOR OF EPL | 03/2023 | < 5% |