PACIFICAP INVESTMENT MANAGEMENT, LLC
Adviser information for PACIFICAP INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75756 |
|---|---|
| SEC ERA File Number | 802-75756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163077 |
| Legal Entity Identifier | None |
Principal Office
820 MILILANI STREETSUITE 711
HONOLULU
HI
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 808-237-5388, Fax: 808-537-2188
Chief Compliance Officer
JEFFREY K.D. AU
MANAGER
820 MILILANI STREET
SUITE 711
HONOLULU
HI
United States
Tel:
808-237-5388
Fax:
808-537-2188
J*********@************M
(Full email address available in API data)
Industry Affiliates
| PACIFICAP MANAGEMENT, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HAWAII 2009 EXPANSION FUND, LLC | Venture Capital Fund | $0.8M | $0.0M | 11 |
| HAWAII 2010 GROWTH FUND, LLC | Venture Capital Fund | $0.2M | $0.0M | 12 |
| HAWAII DIVERSIFIED INNOVATION FUND, LLC | Venture Capital Fund | $0.4M | $0.0M | 1 |
| HAWAII INNOVATION GROWTH FUND, LLC | Venture Capital Fund | $0.9M | $0.0M | 80 |
| INNOVATION INVESTMENT HAWAII PARTNERS, LLC | Venture Capital Fund | $0.0M | $0.0M | 2 |
| PACAP AVIATION FINANCE, LLC | Venture Capital Fund | $2.0M | $0.0M | 2 |
| PACAP CARING INVESTORS, LLC | Venture Capital Fund | $0.2M | $0.0M | 5 |
| PACAP HOOKELE INVESTORS, LLC | Venture Capital Fund | $0.3M | $0.0M | 8 |
| PACIFICAP INNOVATIVE DEVELOPMENT FUND, LLC | Venture Capital Fund | $1.2M | $0.0M | 1 |
| PACIFICAP STRATEGIC DEVELOPMENT FUND, LLC | Venture Capital Fund | $0.0M | $0.0M | 20 |
| PACIFICAP TARGETED VENTURES, LP | Venture Capital Fund | $0.0M | $0.0M | 11 |
| STRATEGIC INNOVATION PARTNERS, LLC | Venture Capital Fund | $0.0M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AU, JEFFREY | Individual | – | MEMBER AND MANAGER | 07/2006 | > 75% |