MOORFIELD INVESTMENT MANAGEMENT LIMITED
Adviser information for MOORFIELD INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75789 |
|---|---|
| SEC ERA File Number | 802-75789 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162775 |
| Legal Entity Identifier | None |
Principal Office
10 GROSVENOR STREETLONDON
United Kingdom
Monday - Friday, 9:00 A.M. - 6:00 P.M. (GMT)
Tel: 44 (0)20 7399-1900, Fax: 44 (0)20 7499-2114
Chief Compliance Officer
STEVEN HALL
COMPLIANCE OFFICER
10 GROSVENOR STREET
LONDON
United Kingdom
Tel:
+44 (0)207 399 1915
S*********@************M
(Full email address available in API data)
Industry Affiliates
| CHARLES JOHN FERGUSON-DAVIE | Sponsor, GP, manager of pooled investment vehicles |
| CORNLODGE PROPERTIES LIMITED | Sponsor or syndicator of limited partnerships |
| CURZON STREET INVESTMENTS LIMITED | Sponsor or syndicator of limited partnerships |
| MARC EDWARD CHARLES GILBARD | Sponsor, GP, manager of pooled investment vehicles |
| MAREF GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MAREF LOAN GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD AUDLEY LP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD CAR PARK 1 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD CAR PARK 2 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD GROUP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD HEYWOOD LP LIMITED | Sponsor or syndicator of limited partnerships |
| MOORFIELD NEWBURY GP LIMITED | Sponsor or syndicator of limited partnerships |
| MOORFIELD NEWBURY HOLDINGS LIMITED | Sponsor or syndicator of limited partnerships |
| MOORFIELD NEWBURY LP LIMITED | Sponsor or syndicator of limited partnerships |
| MOORFIELD REAL ESTATE FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD REAL ESTATE FUND II CIP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD REAL ESTATE FUND II GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD REAL ESTATE FUND II LP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MOORFIELD WESTWAY LIMITED | Sponsor or syndicator of limited partnerships |
| MREF III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MREF III LIMITED | Sponsor or syndicator of limited partnerships |
| MREF IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MREF IV LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MREF IV LUX GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| MREF V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MREF V LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MREF V LUX GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| MREIT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PRECIS (2768) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PRECIS (2773) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PRECIS (2779) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SADIE MALIM | Sponsor, GP, manager of pooled investment vehicles |
| STESSA HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STESSA LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STESSA TRADING LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STEVEN HALL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MOORFIELD AUDLEY REAL ESTATE FUND A LIMITED PARTNERSHIP | Real Estate Fund | $56.6M | $2.2M | 6 |
| MOORFIELD AUDLEY REAL ESTATE FUND B LIMITED PARTNERSHIP | Real Estate Fund | $161.4M | $2.2M | 5 |
| MOORFIELD REAL ESTATE FUND II "A" LIMITED PARTNERSHIP | Real Estate Fund | $0.0M | $7.4M | 15 |
| MOORFIELD REAL ESTATE FUND II "B" LIMITED PARTNERSHIP | Real Estate Fund | $0.0M | $7.4M | 9 |
| MREF III A LIMITED PARTNERSHIP | Real Estate Fund | $4.9M | $0.0M | 7 |
| MREF III B LIMITED PARTNERSHIP | Real Estate Fund | $5.2M | $0.0M | 4 |
| MREF III PC LIMITED PARTNERSHIP | Real Estate Fund | $6.3M | $0.0M | 4 |
| MREF IV "A" LIMITED PARTNERSHIP | Real Estate Fund | $70.4M | $0.0M | 6 |
| MREF IV "B" LIMITED PARTNERSHIP | Real Estate Fund | $72.4M | $0.0M | 5 |
| MREF IV "C" SCSP | Real Estate Fund | $36.0M | $0.0M | 3 |
| MREF IV "PC" LIMITED PARTNERSHIP | Real Estate Fund | $23.9M | $0.0M | 3 |
| MREF V "B" LIMITED PARTNERSHIP | Real Estate Fund | $94.1M | $6.8M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORFIELD GROUP LIMITED | Foreign Entity | – | HOLDING COMPANY | 01/1996 | > 75% |
| STESSA TRADING LIMITED | Foreign Entity | STESSA HOLDINGS LIMITED | HOLDING COMPANY | 07/2008 | > 75% |
| STESSA HOLDINGS LIMITED | Foreign Entity | STESSA LIMITED | HOLDING COMPANY | 08/2001 | > 75% |
| STESSA LIMITED | Foreign Entity | MOORFIELD GROUP LIMITED | HOLDING COMPANY | 08/2001 | > 75% |
| GILBARD, MARC, EDWARD CHARLES | Individual | – | DIRECTOR | 11/2000 | 25-50% |
| GILBARD, MARC, EDWARD CHARLES | Individual | STESSA TRADING LIMITED | DIRECTOR | 11/2000 | 25-50% |
| FERGUSON-DAVIE, CHARLES, JOHN | Individual | STESSA TRADING LIMITED | DIRECTOR | 01/2011 | |
| FERGUSON-DAVIE, CHARLES, JOHN | Individual | – | DIRECTOR | 08/2013 | 10-25% |
| Hall, Steven | Individual | – | DIRECTOR | 12/2021 | < 5% |
| Malim, Sadie | Individual | – | DIRECTOR | 12/2021 | < 5% |