BROCKTON CAPITAL LLP
Adviser information for BROCKTON CAPITAL LLP last updated from Form ADV on May 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75815 |
|---|---|
| SEC ERA File Number | 802-75815 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161149 |
| Legal Entity Identifier | None |
Principal Office
89 WARDOUR STREETLONDON
United Kingdom
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: +44 20 7220 2500, Fax: None
Chief Compliance Officer
MICHAEL MARKS
89 WARDOUR STREET
LONDON
United Kingdom
Tel:
+44 20 7220 2500
M******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROCKTON CAPITAL FUND I LP | Real Estate Fund | $52.2M | $0.0M | 25 |
| BROCKTON CAPITAL FUND II LP | Real Estate Fund | $88.7M | $6.8M | 90 |
| BROCKTON CAPITAL FUND III LP | Real Estate Fund | $1,037.0M | $6.8M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARKS, DAVID, BENJAMIN | Individual | – | PARTNER | 05/2005 | < 5% |
| BLANK, JASON, MARSHALL | Individual | – | PARTNER | 05/2005 | < 5% |
| SELBY, RICHARD, GRANT | Individual | – | PARTNER | 12/2016 | < 5% |
| DOSSETT, TRACY, ANNE | Individual | – | MEMBER AND CFO | 05/2017 | < 5% |
| BROCKTON EVERLAST MANAGEMENT LIMITED | Foreign Entity | – | MEMBER | 03/2018 | > 75% |
| BE MIDCO LIMITED | Foreign Entity | BROCKTON EVERLAST MANAGEMENT LIMITED | SHAREHOLDER | 02/2018 | > 75% |
| BROCKTON EVERLAST INC. LIMITED | Foreign Entity | BE MIDCO LIMITED | SHAREHOLDER | 02/2018 | > 75% |
| BROCKTON HOLDINGS LP | Foreign Entity | BROCKTON EVERLAST INC. LIMITED | SHAREHOLDER | 02/2018 | > 75% |
| BROCKTON HOLDINGS GP LIMITED | Foreign Entity | BROCKTON HOLDINGS LP | GENERAL PARTNER | 02/2018 | |
| ALPHA BRAVO PROPERTIES GP LTD | Foreign Entity | BROCKTON HOLDINGS GP LIMITED | SHAREHOLDER | 02/2018 | > 75% |
| ALONY HETZ BROCKTON EVERLAST LTD | Foreign Entity | BROCKTON HOLDINGS LP | LIMITED PARTNER VIA 10 SPECIAL PURPOSE VEHICLES | 03/2018 | > 75% |
| ALONY HETZ PROPERTIES AND INVESTMENTS LTD | Foreign Entity | ALONY HETZ BROCKTON EVERLAST LTD | SHAREHOLDER | 02/2018 | > 75% |
| ALONY HETZ PROPERTIES AND INVESTMENTS LTD | Foreign Entity | ALPHA BRAVO PROPERTIES GP LTD | SHAREHOLDER | 02/2018 | > 75% |