TRAFALGAR COPLEY LIMITED
Adviser information for TRAFALGAR COPLEY LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Zealand |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-75833 |
|---|---|
| SEC ERA File Number | 802-75833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163627 |
| Legal Entity Identifier | 549300M7GMKGT8XEIJ72 |
Principal Office
300 RICHMOND ROADGREY LYNN
AUCKLAND
New Zealand
Monday - Friday, 8AM- 5PM
Tel: 64 9 950 3647, Fax: None
Websites
Chief Compliance Officer
RICHARD SZWAGRZAK
33 EASTCHEAP
LONDON
United Kingdom
Tel:
44 20 7499 9500
Fax:
44 20 7499 9600
R****************@*******************M
(Full email address available in API data)
Industry Affiliates
| TRAFALGAR CAPITAL MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TRAFALGAR CAPITAL MANAGEMENT (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AARONS, CHRISTOPHER, JAMES | Individual | – | EXECUTIVE DIRECTOR | 03/2007 | < 5% |
| COPLEY, DAVID, SHAUN | Individual | – | EXECUTIVE DIRECTOR | 03/2007 | 50-75% |
| TRAFALGAR INTERNATIONAL GROUP SA | Foreign Entity | – | SHAREHOLDER | 03/2007 | 50-75% |