TRAFALGAR CAPITAL MANAGEMENT (UK) LLP
Adviser information for TRAFALGAR CAPITAL MANAGEMENT (UK) LLP last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Partnership |
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Fiscal Year End | MARCH |
Legal Location | United Kingdom |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 802-75847 |
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SEC ERA File Number | 802-75847 |
SEC CIK Numbers | None |
SEC CRD Numbers | 163596 |
Legal Entity Identifier | 549300OZ55QDXSNCRP80 |
Principal Office
33 EASTCHEAPLONDON
United Kingdom
Monday - Friday, 8AM - 5PM
Tel: 44 20 7499 9500, Fax: 44 20 7499 9600
Websites
Chief Compliance Officer
RICHARD SZWAGRZAK
33 EASTCHEAP
LONDON
United Kingdom
Tel:
44 20 7499 9500
Fax:
44 20 7499 9600
R****************@*******************M
(Full email address available in API data)
Industry Affiliates
TRAFALGAR CAPITAL MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
TRAFALGAR COPLEY LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TRAFALGAR CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | PARENT COMPANY | 12/2004 | > 75% |
AARONS, CHRISTOPHER, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2005 | < 5% |