EQUATOR CAPITAL PARTNERS LLC
Adviser information for EQUATOR CAPITAL PARTNERS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75922 |
|---|---|
| SEC ERA File Number | 802-75922 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161708 |
| Legal Entity Identifier | None |
Principal Office
318 WEST ADAMS STREETSUITE 1524
CHICAGO
IL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 312-637-9430, Fax: None
Websites
Chief Compliance Officer
STEPHEN BROWN
DIRECTOR OF FINANCE & ADMINISTRATION
318 W. ADAMS STREET
SUITE 1524
CHICAGO
IL
United States
Tel:
317-679-3922
S*****@*************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHORECAP II LIMITED | Private Equity Fund | $7.0M | $0.3M | 20 |
| SHORECAP III, LP | Private Equity Fund | $55.4M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNEDY, FRANKLIN, H. | Individual | – | MANAGING DIRECTOR | 10/2010 | < 5% |
| DAVIS, LESLIE | Individual | – | NON-EXECUTIVE DIRECTOR | 01/2022 | < 5% |
| HOUGHTON, MARY | Individual | – | NON-EXECUTIVE DIRECTOR | 10/2010 | < 5% |
| CHRISTENSEN, PAUL | Individual | – | NON-EXECUTIVE DIRECTOR | 01/2022 | < 5% |
| BROWN, STEPHEN, L. | Individual | – | DIRECTOR & DIRECTOR OF FINANCE & ADMINISTRATION | 10/2010 | < 5% |
| KIGGUNDU, SULEIMAN, IBRAHIM | Individual | – | DIRECTOR & CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |
| EQUATOR CAPITAL HOLDINGS, INC. | Domestic Entity | – | C CORPORATION | 08/2020 | > 75% |
| KENNEDY, FRANKLIN, H. | Individual | EQUATOR CAPITAL HOLDINGS, INC. | DIRECTOR | 08/2020 | |
| DAVIS, LESLIE | Individual | EQUATOR CAPITAL HOLDINGS, INC. | EXECUTIVE OFFICER | 08/2020 | |
| HOUGHTON, MARY | Individual | EQUATOR CAPITAL HOLDINGS, INC. | DIRECTOR | 08/2020 | |
| CHRISTENSEN, PAUL | Individual | EQUATOR CAPITAL HOLDINGS, INC. | DIRECTOR | 08/2020 | |
| BROWN, STEPHEN, L. | Individual | EQUATOR CAPITAL HOLDINGS, INC. | EXECUTIVE OFFICER | 08/2020 | |
| KIGGUNDU, SULEIMAN, IBRAHIM | Individual | EQUATOR CAPITAL HOLDINGS, INC. | EXECUTIVE OFFICER | 08/2020 |