ABAX GLOBAL CAPITAL
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED Legal Name
Adviser information for ABAX GLOBAL CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75930 |
|---|---|
| SEC ERA File Number | 802-75930 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161029 |
| Legal Entity Identifier | None |
Principal Office
INTERNATIONAL COMMERCE CENTRE, 17/F1 AUSTIN ROAD WEST
KOWLOON
Hong Kong
Monday - Friday, 9:30 A.M. TO 6:30 P.M.
Tel: 852 3602 1800, Fax: 852 3602 1700
Websites
Chief Compliance Officer
ROBERT WRAY
GENERAL COUNSEL
INTERNATIONAL COMMERCE CENTRE, 17/F
1 AUSTIN ROAD WEST
KOWLOON
Hong Kong
Tel:
852 3602 1827
Fax:
852 3602 1700
B*******@**********M
(Full email address available in API data)
Industry Affiliates
| AASCFII GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| AASCPCF2022 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| AASPCFIII GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| ABAX CLAREMONT LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ABAX GENESIS CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
| ABAX GLOBAL CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
| ABAX GLOBAL CAPITAL GP 2022 LTD | Sponsor, GP, manager of pooled investment vehicles |
| ABAX GLOBAL CAPITAL GP III LTD | Sponsor, GP, manager of pooled investment vehicles |
| ABAX GLOBAL CAPITAL GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ABAX INVESTMENT CONSULTING (SUZHOU INDUSTRIAL PARK) CO. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AGC CHINA LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABAX ASIAN STRUCTURED CREDIT FUND II, LP | PRIVATE CREDIT FUND | $64.6M | $5.0M | 12 |
| ABAX ASIAN STRUCTURED PRIVATE CREDIT FUND 2022, LP | PRIVATE CREDIT FUND | $45.2M | $5.0M | 6 |
| ABAX ASIAN STRUCTURED PRIVATE CREDIT FUND III, LP | PRIVATE CREDIT FUND | $158.7M | $5.0M | 9 |
| ABAX GLOBAL OPPORTUNITIES FUND | Hedge Fund | $0.0M | $1.0M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABAX GLOBAL CAPITAL | Foreign Entity | – | SHAREHOLDER | 05/2007 | > 75% |
| YANG, DONALD, XIANG-DONG | Individual | – | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER AND BOARD DIRECTOR | 03/2014 | 50-75% |
| YANG, DONALD, XIANG-DONG | Individual | ABAX GLOBAL CAPITAL | SHAREHOLDER | 03/2007 | 50-75% |
| WANG, CHOU, MICHAEL | Individual | – | MANAGING PARTNER, PRESIDENT | 03/2014 | 10-25% |
| WRAY, ROBERT, G. | Individual | – | GENERAL COUNSEL | 08/2014 | < 5% |