PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD
Adviser information for PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD last updated from Form ADV on August 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75965 |
|---|---|
| SEC ERA File Number | 802-75965 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159474 |
| Legal Entity Identifier | 213800RCAHT2S5Q4B923 |
Principal Office
SUITE 2, LEVEL 6, 28 MARGARET STREETNSW
SYDNEY
Australia
Monday - Friday, 0830 - 1730
Tel: 612 9241 1000, Fax: None
Websites
Chief Compliance Officer
ADRIAN MARTIN
SUITE 2, LEVEL 6, 28 MARGARET STREET
NSW
SYDNEY
Australia
Tel:
+612 9241 1000
A************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC ROAD RESOURCES FUND II | Private Equity Fund | $222.1M | $5.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACIFIC ROAD CAPITAL MANAGEMENT HOLDINGS PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2006 | > 75% |
| FIFIELD, J MATTHEW | Individual | – | DIRECTOR | 08/2016 | < 5% |
| MARTIN, ADRIAN | Individual | – | CFO (COMPLIANCE OFFICER) | 09/2018 | < 5% |
| FIFIELD PTY LIMITED | Foreign Entity | PACIFIC ROAD CAPITAL MANAGEMENT HOLDINGS PTY LIMITED | TRUSTEE | 05/2018 | |
| FIFIELD FAMILY TRUST | Foreign Entity | FIFIELD PTY LIMITED | SHAREHOLDER | 05/2018 | > 75% |