PLYMOUTH GROWTH
PLYMOUTH MANAGEMENT COMPANY Legal Name
Adviser information for PLYMOUTH GROWTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75971 |
|---|---|
| SEC ERA File Number | 802-75971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163181 |
| Legal Entity Identifier | None |
Principal Office
555 BRIARWOOD CIRCLESUITE 210
ANN ARBOR
MI
United States
Monday - Friday, 9AM -5PM
Tel: 734-747-9401, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| PGP IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PGP V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PVP II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PVP III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PLYMOUTH GROWTH PARTNERS IV LP | Venture Capital Fund | $91.4M | $0.3M | 95 |
| PLYMOUTH GROWTH PARTNERS V, (QP) L.P. | Venture Capital Fund | $46.1M | $0.3M | 61 |
| PLYMOUTH GROWTH PARTNERS V, L.P | Venture Capital Fund | $20.1M | $0.3M | 67 |
| PLYMOUTH VENTURE PARTNERS II, L.P. | Venture Capital Fund | $16.4M | $0.1M | 93 |
| PLYMOUTH VENTURE PARTNERS III, LP | Venture Capital Fund | $40.4M | $0.2M | 84 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUND, IAN, RICHARD | Individual | – | SHAREHOLDER OF PLYMOUTH MANAGEMENT COMPANY | 07/2007 | 10-25% |
| BARRY, JEFFREY, WESSELS | Individual | – | PRESIDENT & DIRECTOR, PLYMOUTH MANAGEMENT COMPANY | 01/2016 | 10-25% |
| TERRASI, KEVIN, VINCENT | Individual | – | DIRECTOR, PLYMOUTH MANAGEMENT COMPANY | 01/2019 | 10-25% |
| Ufer, Evan, J | Individual | – | DIRECTOR, PLYMOUTH MANAGEMENT COMPANY | 01/2019 | 10-25% |
| Critchfield, Brook, A | Individual | – | DIRECTOR, PLYMOUTH MANAGEMENT COMPANY | 07/2020 | 10-25% |