NCT FUND MANAGEMENT, LLC
Adviser information for NCT FUND MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75975 |
|---|---|
| SEC ERA File Number | 802-75975 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163692 |
| Legal Entity Identifier | None |
Principal Office
421 W. STATE STREETSUITE 243
COLUMBUS
OH
United States
Monday - Friday, 9-5
Tel: 614-551-4489, Fax: None
Websites
Chief Compliance Officer
LINDSAY KARAS STENCEL
CHIEF LEGAL OFFICER
41 S HIGH ST.
SUITE 1700
COLUMBUS
OH
United States
Tel:
614-551-4489
Fax:
614-288-2756
L************@**************M
(Full email address available in API data)
Industry Affiliates
| NCT GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NCT GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NCT GP OPPORTUNITY LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NCT VENTURES FUND I LP | Venture Capital Fund | $9.5M | $0.1M | 20 |
| NCT VENTURES FUND II, LP | Venture Capital Fund | $30.5M | $0.3M | 51 |
| NCT VENTURES OPPORTUNITY FUND LP | Venture Capital Fund | $25.4M | $0.1M | 52 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DSLANGDALE ONE, INC. | Domestic Entity | – | PRINCIPAL | 04/1988 | 50-75% |
| PATRIOTS INVESTMENTS, LLC | Domestic Entity | – | PRINCIPAL | 04/2006 | 25-50% |
| STENCEL, LINDSAY, KARAS | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL COUNSEL | 04/2010 | < 5% |
| FRANK, WILLIAM | Individual | PATRIOTS INVESTMENTS, LLC | MEMBER | 04/2006 | > 75% |
| LANGDALE, RICHARD | Individual | DSLANGDALE ONE, INC. | SHAREHOLDER | 04/1988 | > 75% |
| BUTLER, MICHAEL, CLARK | Individual | – | MEMBER | 10/2013 | 25-50% |