GEFINOR CAPITAL MANAGEMENT, INC.
Adviser information for GEFINOR CAPITAL MANAGEMENT, INC. last updated from Form ADV on January 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75977 |
|---|---|
| SEC ERA File Number | 802-75977 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160587 |
| Legal Entity Identifier | None |
Principal Office
800 WESTCHESTER AVENUESUITE S-430
RYE BROOK
NY
United States
Monday - Friday, 9:30 AM - 5:30 PM
Tel: 212-308-3404, Fax: 212-308-1182
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GEFUS CAPITAL PARTNERS II, L.P. | Venture Capital Fund | $0.9M | $0.4M | 12 |
| GEFUS SBIC II, L.P. | Venture Capital Fund | $22.0M | $0.4M | 12 |
| GEFUS STRATEGIC PARTNERS I, LLC | Venture Capital Fund | $0.2M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEFINOR CAPITAL INTERNATIONAL LIMITED | Foreign Entity | – | SHAREHOLDER OF GEFINOR CAPITAL MANAGEMENT, INC. | 09/2018 | > 75% |
| OUSSEIMI, MOHAMED, KHALED | Individual | – | DIRECTOR OF GEFINOR CAPITAL MANAGEMENT, INC. | 01/2008 | < 5% |
| GEFINOR CAPITAL MANAGEMENT, INC. | Domestic Entity | – | MANAGER OF GEF CAPITAL II, LLC | 02/2011 | < 5% |
| BECKETT, WILLIAM, J. | Individual | – | MEMBER OF GEF CAPITAL II, LLC | 02/2011 | 10-25% |
| DAVIS, CHRISTOPHER, FILLMORE | Individual | – | ESTATE OWNS AN ECONOMIC INTEREST IN GEF CAPITAL II, LLC | 02/2011 | 10-25% |
| GEFINOR CAPITAL MANAGEMENT, INC. | Domestic Entity | – | MEMBER AND MANAGER OF GEF SBIC II, LLC | 02/2011 | 25-50% |
| OUSSEIMI, MOHAMED, KHALED | Individual | – | MEMBER OF GEF SBIC II, LLC | 02/2011 | 25-50% |
| BECKETT, WILLIAM, J. | Individual | – | MEMBER OF GEF SBIC II, LLC | 02/2011 | 10-25% |
| DAVIS, CHRISTOPHER, FILLMORE | Individual | – | ESTATE OWNS AN ECONOMIC INTEREST IN GEF SBIC II, LLC | 02/2011 | 10-25% |
| GEFINOR CAPITAL MANAGEMENT, INC. | Domestic Entity | – | MANAGING MEMBER OF GEFUS STRATEGIC PARTNERS I, LLC | 01/2014 | < 5% |
| PORELL, ROBERT, L. | Individual | – | PRESIDENT & SECRETARY OF GEFINOR CAPITAL MANAGEMENT, INC. | 09/2015 | < 5% |
| OUSSEIMI, MOHAMED, KHALED | Individual | GEFINOR CAPITAL INTERNATIONAL LIMITED | SHAREHOLDER OF GEFINOR CAPITAL INTERNATIONAL LIMITED | 01/2014 | > 75% |
| DESLOGE, EDWARD, HALSEY | Individual | – | MEMBER OF GEF CAPITAL II, LLC | 09/2014 | < 5% |
| GEFINOR CAPITAL INTERNATIONAL LIMITED | Foreign Entity | – | MEMBER OF GEF CAPITAL II, LLC | 07/2018 | 25-50% |
| PORELL, ROBERT, L. | Individual | – | MEMBER OF GEF CAPITAL II, LLC | 07/2018 | 5-10% |