OAKLEY CAPITAL LIMITED
Adviser information for OAKLEY CAPITAL LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75990 |
|---|---|
| SEC ERA File Number | 802-75990 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159988 |
| Legal Entity Identifier | 213800O5LTY2MZNNST86 |
Principal Office
3 CADOGAN GATELONDON
United Kingdom
Monday - Friday, 09.00 - 18.00
Tel: 0044 2077666900, Fax: None
Chief Compliance Officer
AARON KIENWALD VON MARKOF
DIRECTOR
3 CADOGAN GATE
LONDON
United Kingdom
Tel:
0044 7515 279 316
A*************@****************M
(Full email address available in API data)
Industry Affiliates
| OAKLEY CAPITAL GMBH | Other investment adviser, including financial planners |
| OAKLEY CAPITAL I LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL III LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL IV SARL | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL MANAGER LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL MANAGER SARL | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL ORIGIN II SARL | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL ORIGIN S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| OAKLEY CAPITAL S.L.U | Other investment adviser, including financial planners |
| OAKLEY CAPITAL S.R.L. | Other investment adviser, including financial planners |
| OAKLEY CAPITAL V SARL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUBENS, PETER, ADAM DAICHES | Individual | – | MANAGING PARTNER; DIRECTOR | 10/2000 | < 5% |
| TILL, DAVID, JOHN | Individual | – | PARTNER; DIRECTOR | 07/2005 | < 5% |
| COLLINS, ALEXANDER, FISKE | Individual | – | PARTNER | 07/2007 | < 5% |
| OAKLEY CAPITAL MANAGEMENT (BERMUDA) LIMITED | Foreign Entity | – | CORPORATE OWNER | 07/2008 | > 75% |
| DUBENS, PETER, ADAM DAICHES | Individual | OAKLEY CAPITAL MANAGEMENT (BERMUDA) LIMITED | SHAREHOLDER | 10/2000 | > 75% |
| BRICKELL, DAVID, GOULDEN | Individual | – | PARTNER | 12/2015 | < 5% |
| GIBSON, REBECCA, FLEUR | Individual | – | PARTNER | 03/2014 | < 5% |
| MORNINGTON, ARTHUR, GERALD | Individual | – | PARTNER | 02/2017 | < 5% |
| SCHREMPER, RALF | Individual | – | PARTNER | 09/2017 | < 5% |
| TREDGET, STEVEN, JOHN | Individual | – | PARTNER | 02/2017 | < 5% |
| ZAMAN, AMJID, HUSSAIN | Individual | – | CHIEF FINANCIAL OFFICER | 10/2018 | < 5% |
| KIENWALD VON MARKOF, AARON | Individual | – | CHIEF OPERATING OFFICER | 03/2021 | < 5% |
| FENTON-WHITTET, SAM | Individual | – | PARTNER | 01/2021 | < 5% |