GALENA ASSET MANAGEMENT (ASIA) PTE. LTD
Adviser information for GALENA ASSET MANAGEMENT (ASIA) PTE. LTD last updated from Form ADV on November 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76004 |
|---|---|
| SEC ERA File Number | 802-76004 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162528 |
| Legal Entity Identifier | None |
Principal Office
OCEAN FINANCIAL CENTRE #29-01/0510 COLLYER QUAY
SINGAPORE
Singapore
Monday - Friday, 9AM-6PM
Tel: 65 6319 2960, Fax: 65 6734 9448
Websites
Chief Compliance Officer
GERARD LYNCH
RUE DE JARGONNANT 1
GENEVA
Switzerland
Tel:
+41225923776
G***********@****************M
(Full email address available in API data)
Industry Affiliates
| GALENA ASSET MANAGEMENT SA | Other investment adviser, including financial planners |
| GALENA COMMODITY CREDIT FUND GP PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALENA STRUCTURED CREDIT RESOURCES FUND VCC | CREDIT FUND | $75.0M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAFIGURA BEHEER B.V. | Foreign Entity | TRAFIGURA GROUP PTE. LTD. | SHAREHOLDER OF TRAFIGURA GROUP PTE. LTD. | 10/2010 | > 75% |
| GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | Foreign Entity | – | SHAREHOLDER | 12/2009 | > 75% |
| TRAFIGURA GROUP PTE. LTD. | Foreign Entity | TRAFIGURA HOLDINGS PTE. LTD | SHAREHOLDER OF TRAFIGURA HOLDINGS PTE. LTD | 11/2015 | > 75% |
| CORTES HOLDING SARL | Foreign Entity | TRAFIGURA HOLDING SARL | SHAREHOLDER OF TRAFIGURA HOLDING SARL | 09/2015 | > 75% |
| TRAFIGURA HOLDING SARL | Foreign Entity | GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | SHAREHOLDER OF GALENA ASSET MANAGEMENT BV | 10/2015 | > 75% |
| TRAFIGURA HOLDINGS PTE LTD | Foreign Entity | CORTES INVESTMENTS S.A.R.L | SHAREHOLDER OF CORTES INVESTMENTS SARL | 11/2015 | > 75% |
| TRAFIGURA CONTROL HOLDINGS PTE. LTD. | Foreign Entity | TRAFIGURA BEHEER B.V. | SHAREHOLDER OF TRAFIGURA BEHEER BV | 09/2017 | > 75% |
| ASHLEY, ROBERT | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2018 | < 5% |
| STRATHCLYDE, THOMAS GALLOWAY, DUNLOP DU ROY | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2018 | < 5% |
| CORTES INVESTMENTS S.A.R.L | Foreign Entity | CORTES HOLDING SARL | SHAREHOLDER OF CORTES HOLDING SARL | 12/2018 | > 75% |
| Tomei, Maximilian, Gebhard | Individual | – | NON EXECUTIVE DIRECTOR | 11/2021 | < 5% |
| FARRINGFORD FOUNDATION | Foreign Entity | TRAFIGURA CONTROL HOLDINGS PTE. LTD. | SHAREHOLDER OF TRAFIGURA CONTROL HOLDINGS PTE. LTD | 12/2019 | > 75% |
| Tan, Yuet, Yee | Individual | – | CEO | 09/2023 | < 5% |