TAURUS FUNDS MANAGEMENT

TAURUS FUNDS MANAGEMENT PTY LIMITED Legal Name

Adviser information for TAURUS FUNDS MANAGEMENT last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	JUNE
Legal Location	Australia

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-76018
SEC ERA File Number	802-76018
SEC CIK Numbers	None
SEC CRD Numbers	162888
Legal Entity Identifier	None

Principal Office

SUITE 4101, GATEWAY
1 MACQUARIE PLACE
SYDNEY
Australia

Monday - Friday, 9:00 A.M. - 6:00 P.M.

Tel: 612 8314 5505, Fax: 612 8314 5555

Websites

www.taurusfunds.com.au

Chief Compliance Officer

ANDY SAMPSON

CHIEF FINANCIAL OFFICER

SUITE 4101, GATEWAY

1 MACQUARIE PLACE

SYDNEY

Australia

Tel: 612 8314 5507

Fax: 612 8314 5555

A*******@*****************U

(Full email address available in API data)

Industry Affiliates

TAURUS MINING FINANCE ANNEX FUND GP LTD.	Sponsor, GP, manager of pooled investment vehicles
TAURUS MINING FINANCE FUND GP LTD.	Sponsor, GP, manager of pooled investment vehicles
TAURUS MINING FINANCE FUND NO. 2, GP LLC	Sponsor, GP, manager of pooled investment vehicles
TAURUS MINING ROYALTY FUND, GP LLC	Sponsor, GP, manager of pooled investment vehicles
TAURUS RESOURCES LIMITED GP LLC	Sponsor, GP, manager of pooled investment vehicles
TAURUS RESOURCES LIMITED GP NO. 2 LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
TAURUS MINING FINANCE ANNEX FUND AIV L.P.	Private Equity Fund	$15.8M	$0.0M	12
TAURUS MINING FINANCE ANNEX FUND L.P.	Private Equity Fund	$0.0M	$1.0M	12
TAURUS MINING FINANCE FUND AIV L.P.	Private Equity Fund	$56.1M	$0.0M	13
TAURUS MINING FINANCE FUND L.P.	Private Equity Fund	$0.0M	$1.0M	13
TAURUS MINING FINANCE FUND NO. 2, L.P.	Private Equity Fund	$570.3M	$1.0M	17
TAURUS MINING ROYALTY FUND, L.P.	Private Equity Fund	$0.0M	$1.0M	3
TAURUS RESOURCES LIMITED PARTNERSHIP	Private Equity Fund	$3.4M	$0.5M	48
TAURUS RESOURCES NO. 2, L.P.	Private Equity Fund	$530.6M	$0.5M	73

Control Persons

Name	Type	Entity	Title	Since	Ownership
GALT, GORDON, THOMAS	Individual	–	PRINCIPAL / BOARD DIRECTOR	04/2007	10-25%
SAMPSON, ANDREW, NEIL JOSEPH	Individual	–	CHIEF COMPLIANCE OFFICER	07/2011	< 5%
TAURUS SM HOLDINGS PTY LTD	Foreign Entity	–	SHAREHOLDER	04/2007	> 75%
DAVIES, MICHAEL, NEIL MCGREGOR	Individual	–	PRINCIPAL / BOARD DIRECTOR	04/2007	10-25%
MENON, ROHAN, KRISHNA	Individual	–	PRINCIPAL / BOARD DIRECTOR	04/2007	10-25%
SAMPSON, ANDREW, NEIL JOSEPH	Individual	–	CHIEF FINANCIAL OFFICER	07/2011	< 5%
REGAL PARTNERS LIMITED	Foreign Entity	TAURUS SM HOLDINGS PTY LTD	MEMBER	11/2023	50-75%
CAMERON, IAN, JAMES	Individual	–	DIRECTOR	11/2023	< 5%
GIBSON, IAN MARK	Individual	–	DIRECTOR	11/2023	< 5%
O'CONNOR, BRENDAN JOHN	Individual	–	DIRECTOR	11/2023	< 5%

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