RBS COLLECTIVE INVESTMENT FUNDS LIMITED
Adviser information for RBS COLLECTIVE INVESTMENT FUNDS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76051 |
|---|---|
| SEC ERA File Number | 802-76051 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163176 |
| Legal Entity Identifier | 213800IGJ7W18TSDE672 |
Principal Office
3RD FLOOR, 440 STRANDLONDON
United Kingdom
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +44 207 753 1000, Fax: None
Chief Compliance Officer
STUART MACBRIDE
DIRECTOR OF RISK, PRIVATE BANKING, NATWEST GROUP PLC
1ST FLOOR
440 STRAND
LONDON
United Kingdom
Tel:
+44 7814 128520
S**************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COUTTS MANAGED ADVENTUROUS FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $383.2M | $0.3M | 8100 |
| COUTTS MANAGED AMBITIOUS FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $4,911.3M | $0.3M | 52300 |
| COUTTS MANAGED CAUTIOUS FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $527.5M | $0.3M | 17000 |
| GLOBAL BOND FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $143.6M | $0.3M | 7800 |
| PERSONAL PORTFOLIO BALANCED FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $2,047.7M | $0.3M | 589000 |
| UK EQUITY FUND | FOREIGN REGISTERED INVESTMENT VEHICLE | $343.3M | $0.3M | 12800 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RBSG COLLECTIVE INVESTMENTS HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER ORDINARY SHARES | 05/2016 | > 75% |
| NATWEST GROUP PLC | Foreign Entity | NATWEST HOLDINGS LIMITED | SHAREHOLDER ORDINARY SHARES | 07/2018 | > 75% |
| HM TREASURY | Foreign Entity | NATWEST GROUP PLC | SHAREHOLDER ORDINARY | 11/2008 | 25-50% |
| HUNT, PHILIP, BENJAMIN | Individual | – | DIRECTOR | 06/2016 | < 5% |
| NATIONAL WESTMINSTER BANK PLC | Foreign Entity | COUTTS & COMPANY | SHAREHOLDER, ORDINARY SHARES | 01/1969 | > 75% |
| RBS ASSET MANAGEMENT HOLDINGS | Foreign Entity | RBSG COLLECTIVE INVESTMENTS HOLDINGS LIMITED | SHAREHOLDER, A ORDINARY SHARES AND B REDEEMABLE ORDINARY SHARES | 10/2017 | > 75% |
| NATWEST HOLDINGS LIMITED | Foreign Entity | NATIONAL WESTMINSTER BANK PLC | SHAREHOLDER, ORDINARY SHARES | 01/2017 | > 75% |
| NEWMAN, LAURA, YVONNE | Individual | – | DIRECTOR | 07/2018 | < 5% |
| COUTTS & COMPANY | Foreign Entity | RBS ASSET MANAGEMENT HOLDINGS | SHAREHOLDER, ORDINARY SHARES | 03/2018 | > 75% |
| EASTMENT, STEPHANIE, MARY | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 08/2019 | < 5% |
| PERCEVAL-MAXWELL, GEORGINA, SARAH | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 07/2019 | < 5% |
| MacBride, Stuart, Clarke | Individual | – | DIRECTOR OF RISK, PRIVATE BANKING, NATWEST GROUP PLC | 06/2020 | < 5% |
| Frost, Margaret, Flynn | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 11/2022 | < 5% |
| Newey, Stuart | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 04/2022 | < 5% |