SANTE VENTURES
SHVMS, LLC Legal Name
Adviser information for SANTE VENTURES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76066 |
|---|---|
| SEC ERA File Number | 802-76066 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160280 |
| Legal Entity Identifier | None |
Principal Office
201 W 5TH STREETSUITE 1500
AUSTIN
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 512-721-1200, Fax: 512-721-1218
Websites
Chief Compliance Officer
JASON BRANDT
CHIEF FINANCIAL OFFICER
201 W 5TH STREET
SUITE 1500
AUSTIN
TX
United States
Tel:
512-721-1217
Fax:
512-721-1218
J***********@********M
(Full email address available in API data)
Industry Affiliates
| SHV ANNEX SERVICES, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES II, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES IV, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES, III, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SHV MANAGEMENT SERVICES, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SANTE HEALTH VENTURES I ANNEX FUND, LP | Venture Capital Fund | $4.1M | $1.0M | 1 |
| SANTE HEALTH VENTURES I, LP | Venture Capital Fund | $77.6M | $0.2M | 25 |
| SANTE HEALTH VENTURES II, LP | Venture Capital Fund | $84.7M | $0.3M | 21 |
| SANTE HEALTH VENTURES III, LP | Venture Capital Fund | $348.4M | $0.2M | 31 |
| SANT� HEALTH VENTURES III PARALLEL A, LP | Venture Capital Fund | $151.2M | $0.5M | 1 |
| SANT� HEALTH VENTURES IV PARALLEL A, LP | Venture Capital Fund | $90.7M | $2.0M | 1 |
| SANT� HEALTH VENTURES IV, LP | Venture Capital Fund | $220.3M | $0.5M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRENCH, DOUG, DEWITT | Individual | – | MANAGING DIRECTOR | 06/2007 | 25-50% |
| CUNNINGHAM, JOE, HAL | Individual | – | MANAGING DIRECTOR | 06/2007 | 25-50% |
| LALANDE, KEVIN, MYLES | Individual | – | MANAGING DIRECTOR | 06/2007 | 25-50% |
| FRENCH INVESTMENTS I, LLC | Domestic Entity | – | MEMBER | 09/2013 | 25-50% |
| FRENCH, DOUG, DEWITT | Individual | FRENCH INVESTMENTS I, LLC | MANAGING MEMBER | 09/2013 | 50-75% |
| FRENCH, PAULA, J. | Individual | FRENCH INVESTMENTS I, LLC | MEMBER | 09/2013 | 50-75% |
| BRANDT, JASON, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |