MONTLAKE CAPITAL
MONTLAKE CAPITAL, LLC Legal Name
Adviser information for MONTLAKE CAPITAL last updated from Form ADV on April 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76117 |
|---|---|
| SEC ERA File Number | 802-76117 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162581 |
| Legal Entity Identifier | None |
Principal Office
1200 5TH AVENUESUITE 1800
SEATTLE
WA
United States
Monday - Friday, 8:00 AM-6:00 PM
Tel: 206-956-0898, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCH IV, LLC | Private Equity Fund | $8.0M | $0.0M | 20 |
| MCH VI, LLC | Private Equity Fund | $3.4M | $0.0M | 17 |
| MONTLAKE CAPITAL II-B, L.P. | Venture Capital Fund | $1.4M | $0.3M | 44 |
| MONTLAKE CAPITAL II, L.P. | Venture Capital Fund | $0.8M | $0.5M | 2 |
| MONTLAKE CAPITAL INFRASTRUCTURE GROUP | Private Equity Fund | $6.0M | $0.0M | 17 |
| MONTLAKE CAPITAL LLC | Private Equity Fund | $7.7M | $0.1M | 11 |
| SWS INVESTORS I, LLC | PRIVATE EQUITY | $2.5M | $0.0M | 18 |
| SWS INVESTORS II, LLC | PRIVATE EQUITY | $1.5M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DALE, ANDREW, RUSSELL | Individual | – | PRINCIPAL MANAGER | 01/2001 | 25-50% |
| SULLIVAN, JOHN | Individual | – | PRINCIPAL MANAGER | 04/2010 | < 5% |