MOORING FUND MANAGER, LLC

Adviser information for MOORING FUND MANAGER, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-76121
SEC ERA File Number 802-76121
SEC CIK Numbers None
SEC CRD Numbers 163667
Legal Entity Identifier None

Principal Office

45150 RUSSELL BRANCH PKWY
SUITE 102
ASHBURN
VA
United States
Monday - Friday, 9AM - 6PM
Tel: 703-917-0707, Fax: 703-923-8901

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MOORING CAPITAL FUND, L.L.C. Hedge Fund $51.1M $0.3M 41
MOORING INTREPID OPPORTUNITY FUND, L.P. Hedge Fund $9.9M $0.1M 1

Control Persons

Name Type Entity Title Since Ownership
JACQUEMIN, JOHN Individual SOLE MEMBER, PRESIDENT AND CEO OF MOORING FINANCIAL CORPORATION 03/2007 > 75%
BHISE, DIPESH Individual CHIEF INVESTMENT OFFICER, MOORING FINANCIAL CORPORATION 01/2013 < 5%

No. Employees, Historic

0002020202120222023202420250 on 3/30/20200 on 3/24/20210 on 3/21/20220 on 3/13/20230 on 3/4/20240 on 3/5/2024