RIVEROAK INVESTMENT CORP., LLC
Adviser information for RIVEROAK INVESTMENT CORP., LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | REAL ESTATE PRIVATE EQUITY |
Identifiers
| SEC RIA File Number | 802-76124 |
|---|---|
| SEC ERA File Number | 802-76124 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163707 |
| Legal Entity Identifier | None |
Principal Office
263 TRESSER BLVD.9TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-325-8009, Fax: 203-325-8588
Websites
Chief Compliance Officer
MARK KELLY
CONTROLLER
263 TRESSER BLVD.
9TH FLOOR
STAMFORD
CT
United States
Tel:
(203) 325-8009
Fax:
(203) 325-8588
M******@*************M
(Full email address available in API data)
Industry Affiliates
| RIVEROAK CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVEROAK NYC 1A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROSHI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SLRO GROUP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RIVEROAK REALTY FUND IV, LLC | Real Estate Fund | $0.0M | $0.3M | 131 |
| RIVEROAK SPECIAL SITUATIONS FUND I, LP | Real Estate Fund | $15.5M | $0.1M | 43 |
| RIVEROAK STUDENT HOUSING INVESTORS, LLC | Real Estate Fund | $14.0M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DENARDO, STEPHEN | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 07/1999 | > 75% |
| HEARST, PETER, SILBERMAN | Individual | – | MEMBER | 07/1999 | < 5% |
| LEOFERDI REAL ESTATE LLC | Domestic Entity | – | MEMBER | 01/2021 | 25-50% |
| KELLY, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |