FOUNDATION CAPITAL, LLC
Adviser information for FOUNDATION CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76181 |
|---|---|
| SEC ERA File Number | 802-76181 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159838 |
| Legal Entity Identifier | None |
Principal Office
550 HIGH STREET3RD FLOOR
PALO ALTO
CA
United States
Monday - Friday, 8AM-6PM
Tel: 650-614-0500, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| FOUNDATION CAPITAL MANAGEMENT CO. IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. LF II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. LF III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUNDATION CAPITAL MANAGEMENT CO. X, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOUNDATION CAPITAL IX PRINCIPALS FUND, LLC | Venture Capital Fund | $6.6M | $0.1M | 9 |
| FOUNDATION CAPITAL IX, L.P. | Venture Capital Fund | $550.4M | $0.5M | 41 |
| FOUNDATION CAPITAL LEADERSHIP FUND II, L.P. | Venture Capital Fund | $177.9M | $0.5M | 42 |
| FOUNDATION CAPITAL LEADERSHIP FUND III, L.P. | Venture Capital Fund | $224.6M | $0.3M | 97 |
| FOUNDATION CAPITAL V PRINCIPALS FUND, LLC | Venture Capital Fund | $10.8M | $0.1M | 15 |
| FOUNDATION CAPITAL V, L.P. | Venture Capital Fund | $289.2M | $2.0M | 61 |
| FOUNDATION CAPITAL VI PRINCIPALS FUND, LLC | Venture Capital Fund | $4.3M | $0.1M | 14 |
| FOUNDATION CAPITAL VI, L.P. | Venture Capital Fund | $266.5M | $2.0M | 65 |
| FOUNDATION CAPITAL VII PRINCIPALS FUND, LLC | Venture Capital Fund | $4.6M | $0.1M | 16 |
| FOUNDATION CAPITAL VII, L.P. | Venture Capital Fund | $246.9M | $2.0M | 48 |
| FOUNDATION CAPITAL VIII PRINCIPALS FUND, LLC | Venture Capital Fund | $43.8M | $0.1M | 14 |
| FOUNDATION CAPITAL VIII, L.P. | Venture Capital Fund | $1,789.2M | $1.0M | 51 |
| FOUNDATION CAPITAL X PRINCIPALS FUND, LLC | Venture Capital Fund | $12.5M | $0.1M | 10 |
| FOUNDATION CAPITAL X, L.P. | Venture Capital Fund | $518.8M | $0.3M | 89 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARG, ASHU | Individual | – | MANAGER | 10/2012 | 10-25% |
| MOLDOW, CHARLES, PETER | Individual | – | MANAGER | 09/2005 | 10-25% |
| VASSALLO, STEVEN, PATRICK | Individual | – | MANAGER | 10/2007 | 10-25% |
| ARMSTRONG, DAVID, EUGENE | Individual | – | GENERAL COUNSEL AND ADMINISTRATIVE PARTNER | 06/2016 | < 5% |