SOFTBANK, INC.
Adviser information for SOFTBANK, INC. last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76193 |
|---|---|
| SEC ERA File Number | 802-76193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163118 |
| Legal Entity Identifier | None |
Principal Office
10 LANGLEY ROADSUITE 306
NEWTON
MA
United States
Monday - Friday, 9AM-5PM
Tel: 617-928-9309, Fax: 617-928-9304
Chief Compliance Officer
NoneIndustry Affiliates
| FORTRESS INVESTMENT GROUP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SB CAPITAL III LP | Sponsor, GP, manager of pooled investment vehicles |
| SB CAPITAL MANAGERS III LLC | Sponsor, GP, manager of pooled investment vehicles |
| SB GLOBAL ADVISER LIMITED | Other investment adviser, including financial planners |
| SB INVESTMENT ADVISERS (HK) LIMITED | Other investment adviser, including financial planners |
| SB INVESTMENT ADVISERS (UK) LIMITED | Other investment adviser, including financial planners |
| SB INVESTMENT ADVISERS (US) INC. | Other investment adviser, including financial planners |
| SB PV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SB PV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| SBIA (AD) LIMITED | Other investment adviser, including financial planners |
| SBIA (KSA) LLC | Other investment adviser, including financial planners |
| SBIA (SINGAPORE) PTE.LTD. | Other investment adviser, including financial planners |
| SBIA MANAGEMENT CONSULTANCY (SHANGHAI) CO., LTD | Other investment adviser, including financial planners |
| SVF GP (JERSEY) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SVF II GP (JERSEY) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SVF INVESTMENT ADVISERS (INDIA) PRIVATE LIMITED | Other investment adviser, including financial planners |
| SVF TRIANGLE (JERSEY) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUND 2.0 | Venture Capital Fund | $25.1M | $0.5M | 17 |
| FUND 5.0 | Venture Capital Fund | $49.9M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOFTBANK GROUP CORP. | Foreign Entity | STAR BRIGHT HOLDINGS INC | SHAREHOLDER | 03/1994 | > 75% |
| STAR BRIGHT HOLDINGS INC | Domestic Entity | – | SHAREHOLDER | 06/1999 | > 75% |
| FISHER, RONALD, DAVID | Individual | – | PRESIDENT AND DIRECTOR | 06/1999 | < 5% |
| Dyer, Melanie | Individual | – | TREASURER AND DIRECTOR | 01/2017 | < 5% |
| MURRAY, STEVEN, JOSEPH | Individual | – | VICE PRESIDENT AND DIRECTOR | 01/2017 | < 5% |