OAK MANAGEMENT CORPORATION
Adviser information for OAK MANAGEMENT CORPORATION last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
195 DANBURY ROADBUILDING A, SUITE 220
WILTON
CT
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 203-226-8346, Fax: 203-846-0284
Websites
Chief Compliance Officer
BRIAN DUNEFSKY
CHIEF COMPLIANCE OFFCER
195 DANBURY ROAD
BUILDING A, SUITE 220
WILTON
CT
United States
Tel:
203-226-8346
Fax:
203-846-0284
B********@********M
(Full email address available in API data)
Industry Affiliates
| OAK ASSOCIATES IX, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK ASSOCIATES X, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK ASSOCIATES XI, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK ASSOCIATES XII, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK ASSOCIATES XIII, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK HCFT MANAGEMENT COMPANY LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OAK IX AFFILIATES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OAK INVESTMENT PARTNERS IX, LIMITED PARTNERSHIP | Venture Capital Fund | $0.4M | $0.0M | 79 |
| OAK INVESTMENT PARTNERS XI, LIMITED PARTNERSHIP | Venture Capital Fund | $5.0M | $0.0M | 128 |
| OAK INVESTMENT PARTNERS XII, LIMITED PARTNERSHIP | Venture Capital Fund | $52.2M | $0.0M | 182 |
| OAK INVESTMENT PARTNERS XIII, LIMITED PARTNERSHIP | Venture Capital Fund | $533.6M | $0.0M | 56 |
| OAK IX AFFILIATES FUND-A, LIMITED PARTNERSHIP | Venture Capital Fund | $0.0M | $0.0M | 81 |
| OAK IX AFFILIATES FUND, LIMITED PARTNERSHIP | Venture Capital Fund | $0.0M | $0.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK MANAGEMENT CORPORATION - PRESIDENT AND SHAREHOLDER | 11/1978 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK MANAGEMENT CORPORATION - VICE PRESIDENT PRESIDENT AND SHAREHOLDER | 01/1982 | 10-25% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK MANAGEMENT CORPORATION - VICE PRESIDENT | 09/1985 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK MANAGEMENT CORPORATION - VICE PRESIDENT PRESIDENT AND SHAREHOLDER | 06/1994 | 10-25% |
| AMES, GRACE, ANNE | Individual | – | OAK MANAGEMENT CORPORATION - CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER AND SHAREHOLDER | 09/1999 | 5-10% |
| ADAMS, ANDREW, WILLIAM | Individual | – | OAK MANAGEMENT CORPORATION - VICE PRESIDENT AND SHAREHOLDER | 10/2003 | 5-10% |
| CARANO, BANDEL, LEWIS | Individual | BANDEL & PAULA CARANO TRUST DATED 1/12/04 | TRUSTEE | 01/2004 | |
| CARANO, PAULA, MICHELLE | Individual | BANDEL & PAULA CARANO TRUST DATED 1/12/04 | TRUSTEE | 01/2004 | |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK MANAGEMENT CORPORATION - SHAREHOLDER | 05/2006 | 10-25% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK ASSOCIATES IX, LLC - NON-MANAGING MEMBER | 09/1999 | 10-25% |
| THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | Domestic Entity | – | OAK ASSOCIATES IX, LLC - NON-MANAGING MEMBER | 09/1999 | 5-10% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK ASSOCIATES IX, LLC - NON-MANAGING MEMBER | 09/1999 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK ASSOCIATES IX, LLC - EXECUTIVE MANAGING MEMBER | 09/1999 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK ASSOCIATES IX, LLC - EXECUTIVE MANAGING MEMBER | 09/1999 | 10-25% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK IX AFFILIATES, LLC - NON-EXECUTIVE MEMBER | 01/2004 | 10-25% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK IX AFFILIATES, LLC - NON-EXECUITVE MEMBER | 12/1999 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK IX AFFILIATES, LLC - EXECUTIVE MANAGING MEMBER | 12/1999 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK IX AFFILIATES, LLC - EXECUTIVE MANAGING MEMBER | 12/1999 | 10-25% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK ASSOCIATES X, LLC - NON-MANAGING MEMBER | 01/2004 | 10-25% |
| THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | Domestic Entity | – | OAK ASSOCIATES X, LLC - NON-MANAGING MEMBER | 12/2000 | 5-10% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK ASSOCIATES X, LLC - NON-MANAGING MEMBER | 12/2000 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK ASSOCIATES X, LLC - EXECUTIVE MANAGING MEMBER | 12/2000 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK ASSOCIATES X, LLC - EXECUTIVE MANAGING MEMBER | 12/2000 | 10-25% |
| WALROD, DAVID, BRADLEY | Individual | – | OAK ASSOCIATES X, LLC - NON-MANAGING MEMBER | 12/2000 | 5-10% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK ASSOCIATES XI, LLC - NON-MANAGING MEMBER | 07/2004 | 10-25% |
| THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | Domestic Entity | – | OAK ASSOCIATES XI, LLC - NON-MANAGING MEMBER | 07/2004 | 5-10% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK ASSOCIATES XI, LLC - NON-MANAGING MEMBER | 07/2004 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK ASSOCIATES XI, LLC - EXECUTIVE MANAGING MEMBER | 07/2004 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK ASSOCIATES XI, LLC - EXECUTIVE MANAGING MEMBER | 07/2004 | 10-25% |
| AMES, GRACE, ANNE | Individual | – | OAK ASSOCIATES XII, LLC - NON-EXECUTIVE MANAGING MEMBER | 05/2006 | 5-10% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK ASSOCIATES XII, LLC - NON-MANAGING MEMBER | 05/2006 | 10-25% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK ASSOCIATES XII, LLC - NON-MANAGING MEMBER | 05/2006 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK ASSOCIATES XII, LLC - EXECUTIVE MANAGING MEMBER | 05/2006 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK ASSOCIATES XII, LLC - EXECUTIVE MANAGING MEMBER | 05/2006 | 10-25% |
| AMES, GRACE, ANNE | Individual | – | OAK ASSOCIATES XIII, LLC - NON-EXECUTIVE MANAGING MEMBER | 06/2009 | 5-10% |
| BANDEL & PAULA CARANO TRUST DATED 1/12/04 | Domestic Entity | – | OAK ASSOCIATES XIII, LLC - NON-MANAGING MEMBER | 06/2009 | 10-25% |
| FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | Domestic Entity | – | OAK ASSOCIATES XIII, LLC - NON-MANAGING MEMBER | 06/2009 | 10-25% |
| GLASSMEYER, EDWARD, FELLOWS | Individual | – | OAK ASSOCIATES XIII, LLC - EXECUTIVE MANAGING MEMBER | 06/2009 | 10-25% |
| LAMONT, ANN, HUNTRESS | Individual | – | OAK ASSOCIATES XIII, LLC - EXECUTIVE MANAGING MEMBER | 06/2009 | 10-25% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK ASSOCIATES IX, LLC - EXECUTIVE MANAGING MEMBER | 09/1999 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK ASSOCIATES IX, LLC - EXECUTIVE MANAGING MEMBER | 09/1999 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK IX AFFILIATES, LLC - EXECUTIVE MEMBER | 12/1999 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK IX AFFILIATES, LLC - EXECUTIVE MEMBER | 12/1999 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK ASSOCIATES X, LLC - MANAGING MEMBER | 12/2000 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK ASSOCIATES X, LLC - MANAGING MEMBER | 12/2000 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK X AFFILIATES, LLC - MANAGING MEMBER | 06/2001 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK X AFFILIATES, LLC - MANAGING MEMBER | 06/2001 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK ASSOCIATES XI, LLC - EXECUTIVE MANAGING MEMBER | 07/2004 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK ASSOCIATES XI, LLC - EXECUTIVE MANAGING MEMBER | 07/2004 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK ASSOCIATES XII, LLC - EXECUTIVE MANAGING MEMBER | 05/2006 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK ASSOCIATES XII, LLC - EXECUTIVE MANAGING MEMBER | 05/2006 | < 5% |
| CARANO, BANDEL, LEWIS | Individual | – | OAK ASSOCIATES XIII, LLC - EXECUTIVE MANAGING MEMBER | 06/2009 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | – | OAK ASSOCIATES XIII, LLC - EXECUTIVE MANAGING MEMBER | 06/2009 | < 5% |
| HARMAN, FREDRIC, WARD | Individual | FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | TRUSTEE | 07/1996 | |
| HARMAN, STEPHANIE, CURTIS | Individual | FREDRIC & STEPHANIE HARMAN, AS TTEES OF THE F.&S. HARMAN FAMILY TRUST CREATED BY AGRMNT 7/26/96 | TRUSTEE | 07/1996 | |
| GLASSMEYER, EDWARD, MERRITT | Individual | THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | TRUSTEE | 12/1993 | |
| GLASSMEYER, FELLOWS, SCOTT | Individual | THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER TRUSTEE | TRUSTEE | 12/1993 | |
| GLASSMEYER, WILLIAM, SHEDD | Individual | THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | TRUSTEE | 12/1993 | |
| ROSENBERG, CAROLINE, GLASSMEYER | Individual | THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | TRUSTEE | 12/1993 | |
| GRABOWSKI, EMILY, GLASSMEYER | Individual | THE EFG TRUST II U/A DTD 12/21/93 EDWARD M. GLASSMEYER, TRUSTEE | TRUSTEE | 12/1993 | |
| QUALIFIED MARITAL TRUST UW FBO ELLEN M. GALLAGHER | Domestic Entity | – | OAK ASSOCIATES IX, LLC - NON-MANAGING MEMBER | 09/2017 | 5-10% |
| QUALIFIED MARITAL TRUST UW FBO ELLEN M. GALLAGHER | Domestic Entity | – | OAK IX AFFILIATES, LLC - NON-EXECUTIVE MEMBER | 09/2017 | 10-25% |
| ADAMS, ANDREW, WILLIAM | Individual | – | OAK ASSOCIATES XIII, LLC - NON-EXECUTIVE MANAGING MEMBER | 06/2009 | 5-10% |
| Dunefsky, Brian | Individual | – | OAK MANAGEMENT CORPORATION - CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| No Securities | 0 | 0 | 0 | – |