GOLDEN SEEDS, LLC
Adviser information for GOLDEN SEEDS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76399 |
|---|---|
| SEC ERA File Number | 802-76399 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162596 |
| Legal Entity Identifier | None |
Principal Office
70 EAST 77TH ST 5CC/O LORETTA MCCARTHY
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 888-629-6774, Fax: 888-629-6774
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDEN SEEDS ADVISORS FUND LP | Venture Capital Fund | $0.2M | $0.1M | 6 |
| GOLDEN SEEDS FUND LP | Venture Capital Fund | $2.0M | $0.0M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEWBY, STEPHANIE, SELINA | Individual | – | MEMBER | 08/2004 | 10-25% |
| WALLACE, PEGGYANN | Individual | – | MEMBER | 01/2010 | 25-50% |
| CORKRAN, JO ANN | Individual | – | MEMBER | 01/2011 | 25-50% |
| MCCARTHY, LORETTA, MAY | Individual | – | MEMBER | 01/2011 | 25-50% |
| SWINTEK, KATHRYN, BARONY | Individual | – | MEMBER | 01/2017 | 5-10% |