PINEBRIDGE INVESTMENTS EUROPE LIMITED
Adviser information for PINEBRIDGE INVESTMENTS EUROPE LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76432 |
|---|---|
| SEC ERA File Number | 802-76432 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161911 |
| Legal Entity Identifier | 5493008710KTW7VU8B36 |
Principal Office
ONE BEDFORD AVENUELONDON
United Kingdom
Monday - Friday, 9.00 AM - 5.00 PM
Tel: +44 207 398 6000, Fax: +44 20 7492 3337
Websites
Chief Compliance Officer
PAUL FIELDHOUSE
HEAD OF COMPLIANCE - EMEA
ONE BEDFORD AVENUE
LONDON
United Kingdom
Tel:
+44 (0)20 7398 6124
P**************@*************M
(Full email address available in API data)
Industry Affiliates
| CAPVEST ASSOCIATES LLP | Other investment adviser, including financial planners |
| CAPVEST LIMITED | Other investment adviser, including financial planners |
| FWD MANAGEMENT HOLDINGS LIMITED | Insurance company or agency |
| HUATAI-PINEBRIDGE FUND MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| PINEBRIDGE BENSON ELLIOTT LLP | Other investment adviser, including financial planners |
| PINEBRIDGE DE MEXICO S. DE R.L. DE C.V. | Other investment adviser, including financial planners |
| PINEBRIDGE GALAXY LLC | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS ASIA LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS ASSET MANAGEMENT COMPANY (INDIA) PRIVATE LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS HONG KONG LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS IRELAND LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS JAPAN CO. LTD | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS LATIN AMERICA S.P.A. | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PINEBRIDGE INVESTMENTS MALAYSIA SDN BHD | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS MANAGEMENT TAIWAN LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS SINGAPORE LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS SWITZERLAND GMBH | Other investment adviser, including financial planners |
| PINEBRIDGE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EURO GALAXY VI CLO DAC | Securitized Asset Fund | $389.6M | $0.1M | 0 |
| EURO GALAXY VII CLO DAC | Securitized Asset Fund | $440.5M | $0.1M | 0 |
| EURO-GALAXY III CLO DAC | Securitized Asset Fund | $403.3M | $0.1M | 0 |
| EURO-GALAXY IV CLO DAC | Securitized Asset Fund | $348.9M | $0.1M | 0 |
| EURO-GALAXY V CLO DAC | Securitized Asset Fund | $436.2M | $0.1M | 0 |
| PINEBRIDGE GLOBAL EMERGING MARKETS SDG CORPORATE BOND FUND | DUBLIN UCITS | $33.2M | $0.0M | 4 |
| PINEBRIDGE GLOBAL FOCUS EQUITY FUND | DUBLIN UCITS | $852.9M | $0.0M | 242 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. | Foreign Entity | PINEBRIDGE INVESTMENTS L.P. | LIMITED PARTNER | 08/2009 | > 75% |
| PINEBRIDGE INVESTMENTS L.P. | Foreign Entity | PINEBRIDGE INVESTMENTS HOLDINGS US LLC | SHAREHOLDER | 12/2014 | > 75% |
| LI, RICHARD, TZAR KAI | Individual | CHILTONLINK LIMITED | SHAREHOLDER | 12/1996 | > 75% |
| PINEBRIDGE INVESTMENTS HOLDINGS US LLC | Domestic Entity | – | DIRECT OWNER | 09/2009 | > 75% |
| PINEBRIDGE INVESTMENTS HOLDINGS US LLC | Foreign Entity | PINEBRIDGE INVESTMENTS EUROPE LIMITED | SHAREHOLDER | 12/2010 | > 75% |
| BRIDGE HOLDINGS COMPANY LIMITED | Foreign Entity | PINEBRIDGE INVESTMENTS L.P. | GENERAL PARTNER | 12/2014 | |
| PACIFIC CENTURY PARTNERS GP LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. | GENERAL PARTNER | 08/2009 | |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | BRIDGE HOLDINGS COMPANY LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| CHILTONLINK LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED | SHAREHOLDER | 07/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | PACIFIC CENTURY PARTNERS GP LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| Reilly, Pam, Kaur | Individual | – | DIRECTOR | 10/2020 | < 5% |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENTS HOLDINGS (CAYMAN ISLANDS) L.P. | LIMITED PARTNER | 08/2009 | > 75% |
| KARPIK, MICHAEL, JOHN | Individual | – | DIRECTOR | 01/2023 | < 5% |
| Fieldhouse, Paul, Simon | Individual | – | HEAD OF COMPLIANCE - EMEA | 10/2019 | < 5% |
| AHERN, TRACIE, ELIZABETH | Individual | – | DIRECTOR | 10/2020 | < 5% |
| Witt, James, David | Individual | – | MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL, CHIEF LEGAL OFFICER - EMEA | 06/2021 | < 5% |
| Smith, Kristen, Michelle | Individual | – | DIRECTOR | 01/2023 | < 5% |
| Sweeney, Michael | Individual | – | DIRECTOR | 03/2023 | < 5% |