SJF MANAGEMENT LLC
Adviser information for SJF MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76435 |
|---|---|
| SEC ERA File Number | 802-76435 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163253 |
| Legal Entity Identifier | None |
Principal Office
200 NORTH MANGUM STREETSUITE 203
DURHAM
NC
United States
Monday - Friday, 8AM - 6PM
Tel: 919-530-1177, Fax: 919-530-1178
Chief Compliance Officer
JULIE PLOWDEN
CFO
200 N. MANGUM STREET
SUITE 203
DURHAM
NC
United States
Tel:
919-530-1177
Fax:
919-530-1178
J*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SJF VENTURES II, LP | Venture Capital Fund | $2.5M | $0.1M | 80 |
| SJF VENTURES III, LP | Venture Capital Fund | $62.3M | $0.1M | 109 |
| SJF VENTURES IIIA, LP | Venture Capital Fund | $9.2M | $1.0M | 56 |
| SJF VENTURES IV, LP | Venture Capital Fund | $133.9M | $0.1M | 125 |
| SJF VENTURES IVA, LP | Venture Capital Fund | $9.0M | $0.1M | 50 |
| SJF VENTURES V A, L.P. | Venture Capital Fund | $14.9M | $0.3M | 44 |
| SJF VENTURES V, L.P. | Venture Capital Fund | $150.3M | $0.1M | 157 |
| SUSTAINABLE JOBS FUND, LP | Venture Capital Fund | $1.5M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEFIEUX, RICHARD, JEFFREY | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | < 5% |
| GRIEST, DAVID, WAYNE | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | 10-25% |
| KAPOOR, ARRUN, DAVE | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | 10-25% |
| KELLEY, ALAN, SANDERS | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | 10-25% |
| NYSTROM, CARETH, CODY | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | 10-25% |
| KIRKPATRICK, DAVID, ALAN | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2012 | 10-25% |
| PLOWDEN, JULIE, BLANDFORD | Individual | – | CHIEF COMPLIANCE OFFICER; CFO | 02/2017 | < 5% |
| GEBALLE, DANIEL | Individual | – | MANAGER - SJF MANAGEMENT LLC | 01/2022 | < 5% |