KOTAK MAHINDRA (INTERNATIONAL) LIMITED
Adviser information for KOTAK MAHINDRA (INTERNATIONAL) LIMITED last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Mauritius |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisorMARKETING OF FUNDS |
Identifiers
| SEC RIA File Number | 802-76440 |
|---|---|
| SEC ERA File Number | 802-76440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163799 |
| Legal Entity Identifier | 2138007C63IIEAJJ3644 |
Principal Office
301 NG TOWERSEBENE
Mauritius
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 00230 4544646, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| KOTAK INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KOTAK MAHINDRA (UK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KOTAK MAHINDRA ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KOTAK MAHINDRA BANK LIMITED | Banking or thrift institution |
| KOTAK MAHINDRA CAPITAL COMPANY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| KOTAK MAHINDRA, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KOTAK SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| K ADVANTAGE OPPORTUNITIES FUND (KOTAK PRE-IPO OPPORTUNITIES FEEDER FUND - CLASS B) | FUND OF FUND - EQUITY | $13.6M | $0.3M | 38 |
| K INDIA OPPORTUNITIES FUND LIMITED (ASK IE FUND) | FUND OF FUND - EQUITY | $3.5M | $0.1M | 10 |
| K INDIA OPPORTUNITIES FUND LIMITED (CONSISTENT COMPOUNDERS INDIA FUNDS) | EQUITY FUND | $19.5M | $0.1M | 16 |
| K INDIA OPPORTUNITIES FUND LIMITED (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO) | EQUITY FUND | $9.9M | $0.1M | 50 |
| K INDIA OPPORTUNITIES FUND LIMITED (IPO FUND CLASS T) | EQUITY FUND | $1.4M | $0.1M | 2 |
| K INDIA OPPORTUNITIES FUND LIMITED CLASS P (RANGOLI INDIA FUND) | EQUITY FUND | $18.1M | $0.1M | 16 |
| KOTAK INDIA ADVANTAGE FUND - I | Private Equity Fund | $3.5M | $0.1M | 5 |
| KOTAK INDIA PRIVATE EQUITY FUND | Private Equity Fund | $7.6M | $1.0M | 16 |
| KOTAK INDIA VENTURE (OFFSHORE) FUND | Real Estate Fund | $1.9M | $1.0M | 22 |
| PREMIER INVESTMENT FUND LIMITED | EQUITY FUND | $310.8M | $0.1M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOTAK MAHINDRA BANK LIMITED | Foreign Entity | KOTAK MAHINDRA CAPITAL COMPANY LIMITED | SHAREHOLDER | 05/2006 | > 75% |
| KOTAK, UDAY, SURESH | Individual | KOTAK MAHINDRA BANK LIMITED | SHAREHOLDER | 11/1985 | 25-50% |
| KOTAK MAHINDRA BANK LIMITED | Foreign Entity | – | SHAREHOLDER | 10/2006 | 50-75% |
| KOTAK MAHINDRA CAPITAL COMPANY LIMITED | Foreign Entity | – | SHAREHOLDER | 03/1997 | 25-50% |
| NATHADKHAN, MAMODE, IZAM | Individual | – | DIRECTOR | 09/2013 | < 5% |
| DANIEL, CHRISTOPHER, JAYASINGH | Individual | – | DIRECTOR | 07/2014 | < 5% |
| MALHOTRA, NEERAJ, KUMAR | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2014 | < 5% |
| Syamasundaran, shyam, Kumar | Individual | – | DIRECTOR | 05/2018 | < 5% |
| Sharma, Amul | Individual | – | DIRECTOR | 02/2019 | < 5% |
| MR VAITILINGON THIRUMAGEN | Foreign Entity | – | DIRECTOR | 02/2021 | < 5% |
| Balgobin-Bhoyrul, Priscilla | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2021 | < 5% |
| SHAH, GAURANG, BALKRISHNA | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2022 | < 5% |