LEGEND CAPITAL
LEGEND CAPITAL MANAGEMENT LIMITED Legal Name
Adviser information for LEGEND CAPITAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76609 |
|---|---|
| SEC ERA File Number | 802-76609 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163586 |
| Legal Entity Identifier | None |
Principal Office
16TH FLOOR, TOWER B, RAYCOM INFOTECH PARK, NO. 2KEXUEYUAN NAN LU, ZHONGGUANCUN, HAIDIAN DISTRICT
BEIJING
China
Monday - Friday, 9:30AM--6:30PM
Tel: +86 1089139000, Fax: +86 1089139001
Chief Compliance Officer
HAO OUYANG
GENERAL COUNSEL
16TH FLOOR, TOWER B, RAYCOM INFOTECH PARK, NO. 2
KEXUEYUAN NAN LU, ZHONGGUANCUN, HAIDIAN DISTRICT
BEIJING
China
Tel:
+86 1089139193
Fax:
+86 1089139001
O**@*******************N
(Full email address available in API data)
Industry Affiliates
| LC FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC FUND V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC FUND VI GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC FUND VII GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC FUND VIII GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC HEALTHCARE CONTINUED FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC HEALTHCARE FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LC HEALTHCARE FUND II GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LC HEALTHCARE FUND III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LEGEND CAPITAL CO., LTD. | Other investment adviser, including financial planners |
| UNION SEASON HOLDINGS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LC FUND V, L.P. | Venture Capital Fund | $166.0M | $10.0M | 30 |
| LC FUND VI, L.P. | Venture Capital Fund | $548.0M | $5.0M | 28 |
| LC FUND VII, L.P. | Venture Capital Fund | $547.0M | $5.0M | 27 |
| LC FUND VIII, L.P. | Venture Capital Fund | $587.0M | $10.0M | 40 |
| LC HEALTHCARE CONTINUED FUND I, L.P. | Venture Capital Fund | $308.0M | $0.0M | 13 |
| LC HEALTHCARE FUND I, L.P. | Venture Capital Fund | $278.0M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZHU, LINAN | Individual | – | DIRECTOR, SHAREHOLDER | 10/2003 | 10-25% |
| OUYANG, HAO | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 10/2003 | < 5% |
| WANG, NENGGUANG | Individual | – | DIRECTOR, SHAREHOLDER | 06/2003 | 5-10% |
| RIGHT LANE LIMITED | Foreign Entity | – | SHAREHOLDER | 10/2003 | 10-25% |
| LEGEND HOLDINGS CORPORATION | Foreign Entity | RIGHT LANE LIMITED | SHAREHOLDER | 01/1988 | > 75% |
| CHEN, HAO | Individual | – | DIRECTOR, SHAREHOLDER | 01/2007 | 5-10% |
| ELITE BLISS LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2013 | 25-50% |
| BEST VESSEL LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2013 | 10-25% |
| CHEN, HAO | Individual | ELITE BLISS LIMITED | SHAREHOLDER | 06/2013 | 25-50% |
| WANG, NENGGUANG | Individual | ELITE BLISS LIMITED | SHAREHOLDER | 06/2013 | 25-50% |
| PEARCELY INTERNATIONAL LIMITED | Foreign Entity | BEST VESSEL LIMITED | SHAREHOLDER | 06/2013 | > 75% |
| CHAU, ANNA | Individual | PEARCELY INTERNATIONAL LIMITED | SHAREHOLDER | 06/2013 | > 75% |
| LI, JIAQING | Individual | – | DIRECTOR OF LEGEND CAPITAL MANAGEMENT LIMITED | 06/2013 | < 5% |
| LI, PENG | Individual | – | DIRECTOR OF LEGEND CAPITAL MANAGEMENT LIMITED | 06/2021 | < 5% |
| CHEN, HAO | Individual | – | DIRECTOR OF UNION SEASON HOLDINGS LIMITED | 07/2015 | < 5% |
| WANG, NENGGUANG | Individual | – | DIRECTOR OF UNION SEASON HOLDINGS LIMITED | 07/2015 | < 5% |
| CHAU, WANG | Individual | – | DIRECTOR OF UNION SEASON HOLDINGS LIMITED | 07/2015 | < 5% |
| ZHU, LINAN | Individual | – | CHAIRMAN OF LEGEND CAPITAL CO., LTD. | 05/2021 | < 5% |
| LI, PENG | Individual | – | DIRECTOR OF LEGEND CAPITAL CO., LTD. | 05/2021 | < 5% |
| CHEN, HAO | Individual | – | VICE CHAIRMAN OF LEGEND CAPITAL CO., LTD. | 05/2021 | < 5% |
| LI, JIAQING | Individual | – | DIRECTOR OF LEGEND CAPITAL CO., LTD. | 05/2021 | < 5% |
| OUYANG, HAO | Individual | – | DIRECTOR OF LEGEND CAPITAL CO., LTD. | 05/2021 | < 5% |
| LEGEND CAPITAL CO., LTD. | Foreign Entity | – | SHAREHOLDER OF UNION SEASON HOLDINGS LIMITED | 07/2015 | > 75% |
| BEIJING JUNCHENG HEZHONG INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | Foreign Entity | – | SHAREHOLDER OF LEGEND CAPITAL CO., LTD. | 07/2015 | > 75% |
| LEGEND HOLDINGS CORPORATION | Foreign Entity | – | SHAREHOLDER OF LEGEND CAPITAL CO., LTD. | 11/2003 | 10-25% |
| BEIJING JUNCHENG HEZHONG INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | Foreign Entity | LEGEND CAPITAL CO., LTD. | SHAREHOLDER | 07/2015 | > 75% |
| TIANJIN HUIZHI NO.1 INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | Foreign Entity | BEIJING JUNCHENG HEZHONG INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | LIMITED PARTNER | 07/2015 | 50-75% |
| TIANJIN JUNLIAN JIEYOU INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | Foreign Entity | BEIJING JUNCHENG HEZHONG INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | LIMITED PARTNER | 12/2018 | 25-50% |
| BEIJING JUNQI JIARUI BUSINESS MANAGEMENT LIMITED | Foreign Entity | BEIJING JUNCHENG HEZHONG INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | GENERAL PARTNER | 07/2015 | |
| BEIJING JUNQI JIARUI BUSINESS MANAGEMENT LIMITED | Foreign Entity | TIANJIN HUIZHI NO.1 INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | GENERAL PARTNER | 07/2015 | |
| BEIJING JUNQI JIARUI BUSINESS MANAGEMENT LIMITED | Foreign Entity | TIANJIN JUNLIAN JIEYOU INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | GENERAL PARTNER | 08/2015 | |
| ZHU, LINAN | Individual | TIANJIN HUIZHI NO.1 INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | LIMITED PARTNER | 09/2015 | 25-50% |
| CHEN, HAO | Individual | TIANJIN HUIZHI NO.1 INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | LIMITED PARTNER | 09/2015 | 25-50% |
| CHEN, HAO | Individual | BEIJING JUNQI JIARUI BUSINESS MANAGEMENT LIMITED | SHAREHOLDER | 08/2013 | 25-50% |
| CHEN, HAO | Individual | TIANJIN JUNLIAN JIEYOU INVESTMENT MANAGEMENT PARTNERSHIP ENTERPRISES (LIMITED PARTNERSHIP) | LIMITED PARTNER | 09/2020 | 25-50% |
| THE CHINESE ACADEMY OF SCIENCES HOLDINGS CO, LTD | Foreign Entity | LEGEND HOLDINGS CORPORATION | SHAREHOLDER | 02/2011 | 25-50% |
| CHINESE ACADEMY OF SCIENCES | Foreign Entity | THE CHINESE ACADEMY OF SCIENCES HOLDINGS CO, LTD | SHAREHOLDER | 02/2011 | > 75% |