STERLING ADVISORY SERVICES, INC.
Adviser information for STERLING ADVISORY SERVICES, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76632 |
|---|---|
| SEC ERA File Number | 802-76632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163874 |
| Legal Entity Identifier | None |
Principal Office
459 HERNDON PARKWAYSUITE 22
HERNDON
VA
United States
Monday - Friday, 9:00-5:00
Tel: 703-471-6060, Fax: 703-471-1211
Chief Compliance Officer
FIRAS BARZINJI
SECRETARY
459 HERNDON PARKWAY
HERNDON
VA
United States
Tel:
704-471-9494
Fax:
703-471-1211
F*@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STERLING INCOME FUND, LP | POOLED INVESTMENT FUND | $12.9M | $0.1M | 10 |
| STERLING STOCK INVESTMENTS, LLC | POOLED INVESTMENT FUND | $74.8M | $0.1M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARZINJI, FIRAS | Individual | – | CHIEF COMPLIANCE OFFICER/SECRETARY | 02/2013 | < 5% |
| SAFTY, LLC | Domestic Entity | STERLING MANAGEMENT GROUP | SHAREHOLDER | 11/1999 | > 75% |
| MYM REVOCABLE TRUST | Domestic Entity | SAFTY, LLC | MEMBER | 05/2003 | > 75% |
| MIRZA, MUHAMMAD, YAQUB | Individual | MYM IRREVOCABLE TRUST | TRUST | 05/2003 | > 75% |
| STERLING MANAGEMENT GROUP, INC | Domestic Entity | – | SHAREHOLDER | 08/1999 | > 75% |
| MIRZA, MUHAMMAD, YAQUB | Individual | – | PRESIDENT/CEO | 08/1999 | < 5% |