CASTLE CREEK PARTNERS, LLC

Adviser information for CASTLE CREEK PARTNERS, LLC last updated from Form ADV on September 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-76778
SEC ERA File Number 802-76778
SEC CIK Numbers None
SEC CRD Numbers 161979
Legal Entity Identifier None

Principal Office

111 WEST JACKSON BLVD
SUITE 2220
CHICAGO
IL
United States
Monday - Friday, 8:00AM -4:30PM
Tel: 312-692-5000, Fax: 312-692-5080

Chief Compliance Officer

FRED GOLDMAN
CHIEF FINANCIAL OFFICER
111 WEST JACKSON BLVD
SUITE 2220
CHICAGO
IL
United States
Tel: 3126925007
Fax: 3126925096
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CASTLE CREEK FUND, LP Hedge Fund $19.4M $2.0M 27

Control Persons

Name Type Entity Title Since Ownership
DANSU, INC. Domestic Entity MEMBER 02/2004 > 75%
GOLDMAN, FRED, OWEN Individual CFO 02/2004 < 5%
ASHER, DANIEL, BRUCE Individual DANSU, INC. PRESIDENT 10/1995 > 75%

No. Employees, Historic

0002019202020212022202320240 on 11/21/20190 on 3/19/20200 on 3/2/20210 on 9/2/20210 on 3/30/20220 on 4/6/20230 on 9/7/2023