BRADFORD EQUITIES MANAGEMENT, LLC
Adviser information for BRADFORD EQUITIES MANAGEMENT, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-76873 |
|---|---|
| SEC ERA File Number | 802-76873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164772 |
| Legal Entity Identifier | None |
Principal Office
445 HAMILTON AVENUESUITE 1102
WHITE PLAINS
NY
United States
Monday - Friday, 8.00 - 5.00PM
Tel: 914-922-7175, Fax: 914-922-7172
Websites
Chief Compliance Officer
NEIL J. TAYLOR
CHIEF FINANCIAL OFFICER
445 HAMILTON AVENUE
SUITE 1102
WHITE PLAINS
NY
United States
Tel:
914-922-7175
Fax:
201-816-0408
N*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRADFORD 2006, L.P. | Private Equity Fund | $16.1M | $0.1M | 2 |
| BRADFORD EQUITIES FUND III, LP | Private Equity Fund | $10.5M | $0.1M | 12 |
| BRADFORD EQUITIES OPERATING PARTNERS FUND III, L.P. | Private Equity Fund | $0.4M | $0.1M | 10 |
| BRADFORD OVERSEAS EQUITIES FUND III, L.P. | Private Equity Fund | $1.2M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMON, ROBERT, JOSEPH | Individual | – | SENIOR MANAGING DIRECTOR | 09/1999 | 50-75% |