CAPULA INVESTMENT MANAGEMENT ASIA LIMITED
Adviser information for CAPULA INVESTMENT MANAGEMENT ASIA LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-76916 |
|---|---|
| SEC ERA File Number | 802-76916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164564 |
| Legal Entity Identifier | 5493002LJ5OZ9DCYDH66 |
Principal Office
SUITE 3602-04, EDINBURGH TOWER, THE LANDMARK15 QUEEN'S ROAD CENTRAL
CENTRAL
Hong Kong
Monday - Friday, 8:00AM - 5:00PM
Tel: +852-2616-2900, Fax: +852-2616-2930
Chief Compliance Officer
ARTHUR TSE
CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR
SUITE 3602-04, EDINBURGH TOWER, THE LANDMARK
15 QUEEN'S ROAD CENTRAL
CENTRAL
Hong Kong
Tel:
+852-2616-2918
Fax:
+852-2616-2930
A***@***************M
(Full email address available in API data)
Industry Affiliates
| CAPULA GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAPULA INVESTMENT JAPAN LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT US LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPULA MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2012 | > 75% |
| HUO, YAN, NMN | Individual | CAPULA MANAGEMENT LIMITED | SHAREHOLDER | 10/2005 | 25-50% |
| BOTTAZZI, JEAN-MARC | Individual | – | DIRECTOR | 09/2013 | < 5% |
| TSE, HIU FUNG, ARTHUR | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR | 10/2015 | < 5% |
| MCCALLUM, NEIL, NMN | Individual | – | DIRECTOR | 09/2015 | < 5% |