KARST PEAK CAPITAL LIMITED
Adviser information for KARST PEAK CAPITAL LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
UNIT 2602, AXA SOUTHSIDE38 WONG CHUK HANG ROAD, WONG CHUK HANG
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM HKT
Tel: +852 36283096, Fax: +852 39745061
Websites
Chief Compliance Officer
SABRINA MOHD SOBRI
CHIEF OPERATING OFFICER
UNIT 2602, AXA SOUTHSIDE
38 WONG CHUK HANG ROAD, WONG CHUK HANG
HONG KONG
Hong Kong
Tel:
+852 36283096
Fax:
+852 39745061
C*********@************M
(Full email address available in API data)
Industry Affiliates
| KARST PEAK CAPITAL MANAGEMENT (CAYMAN) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| KARST PEAK CAPITAL PTY. LTD | Other investment adviser, including financial planners |
| KARST PEAK SELECT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| KARST PEAK VERMILION MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KARST PEAK THYLACINE MASTER FUND | Hedge Fund | $34.0M | $1.0M | 50 |
| VERMILION PEAK MASTER FUND | Hedge Fund | $13.5M | $100.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEITZES, ADAM, GREGORY | Individual | – | CHIEF INVESTMENT OFFICER/ 100% OWNER OF THE APPLICANT | 01/2012 | > 75% |
| MOHD SOBRI, SABRINA, BINTI | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed November 16th, 2020 for period ending September 30th, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGORA INC | ADS | 645 | 15K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1K | 5K | – |
| SEA LTD | SPONSORD ADS | 7K | 43K | – |