DIVERGENT VENTURE MANAGEMENT III, L.L.C
Adviser information for DIVERGENT VENTURE MANAGEMENT III, L.L.C last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77032 |
|---|---|
| SEC ERA File Number | 802-77032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163309 |
| Legal Entity Identifier | None |
Principal Office
10221 NE 62ND STUNIT 1
KIRKLAND
WA
United States
Monday - Friday, 10 AM TO 5 PM
Tel: 425 260-0019, Fax: 206 709-3008
Websites
Chief Compliance Officer
KEVIN OBER
10221 NE 62ND ST
UNIT 1
KIRKLAND
WA
United States
Tel:
425-260-0019
O***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIVERGENT VENTURE PARTNERS III, L.P. | Venture Capital Fund | $0.0M | $0.0M | 3 |
| DIVERGENT VENTURE PARTNERS IV, L.P. | Venture Capital Fund | $1.5M | $0.0M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OBER, KEVIN, L | Individual | – | MANAGER | 06/2012 | < 5% |
| SHURTLEFF, ROBERT, D | Individual | – | MANAGER | 06/2012 | 10-25% |
| WOODRUFF, FRANK, CHARLES | Individual | – | MEMBER | 06/2012 | 5-10% |
| LAKE VALHALLA HOLDINGS LLC | Domestic Entity | – | MEMBER | 06/2012 | 10-25% |
| WARREN, TODD, MICHAEL | Individual | – | MANAGER | 06/2012 | 25-50% |