TRIBECA INVESTMENT PARTNERS PTY LTD
Adviser information for TRIBECA INVESTMENT PARTNERS PTY LTD last updated from Form ADV on September 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-77033 |
|---|---|
| SEC ERA File Number | 802-77033 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164313 |
| Legal Entity Identifier | 549300DJTBJ235LYP212 |
Principal Office
LEVEL 23, 1 O'CONNELL STREETSYDNEY
Australia
Monday - Friday, 8.00AM-6.00PM
Tel: 612 9640 2600, Fax: 612 9640 2640
Websites
Chief Compliance Officer
KEN LIU
COMPLIANCE MANAGER
LEVEL 23, 1 O'CONNELL STREET
SYDNEY
Australia
Tel:
612 9640 2600
Fax:
612 9640 2640
K******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRIBECA SEGREGATED PORTFOLIO COMPANY | Hedge Fund | $46.8M | $1.0M | 40 |
| TRIBECA VANDA ASIA CREDIT MASTER FUND | Hedge Fund | $28.0M | $0.5M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALCYON INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 04/2007 | > 75% |
| AYLWARD, DAVID, CHARLES | Individual | – | MANAGING DIRECTOR | 10/1997 | < 5% |
| CLEARY, BENJAMIN, JAMES | Individual | – | DIRECTOR | 06/2018 | 25-50% |
| THREE KINGS PARTNERSHIP PTY LTD | Foreign Entity | ALCYON INVESTMENTS PTY LIMITED | SHAREHOLDER | 06/2018 | 50-75% |
| LAVIS, ADAM, GEOFFREY | Individual | – | DIRECTOR | 08/2021 | 10-25% |