H/N MANAGEMENT
H/N MANAGEMENT, LLC Legal Name
Adviser information for H/N MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77048 |
|---|---|
| SEC ERA File Number | 802-77048 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148181 |
| Legal Entity Identifier | None |
Principal Office
505 20TH STREET NORTHSUITE 1150
BIRMINGHAM
AL
United States
Monday - Friday, 8AM-5PM
Tel: 205-328-3120, Fax: 205-326-0528
Chief Compliance Officer
CARL HESS
MEMBER
505 20TH STREET NORTH
SUITE 1150
BIRMINGHAM
AL
United States
Tel:
205-328-3120
Fax:
205-326-0528
C*******@********************M
(Full email address available in API data)
Industry Affiliates
| DAVID R. NELSON JR. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HEM PARTNERS FUND, LLC | FUND OF HEDGE FUNDS | $16.2M | $0.0M | 43 |
| HEM PRIVATE EQUITY FUND 2005, LLC | Private Equity Fund | $2.6M | $0.0M | 43 |
| HEM PRIVATE EQUITY FUND 2008, LLC | Private Equity Fund | $6.8M | $0.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HESS, CARL, DONALD | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 07/2008 | 50-75% |
| NELSON, JR., DAVID, R. | Individual | – | MEMBER | 07/2008 | 50-75% |