KEROGEN CAPITAL (ASIA) LIMITED
Adviser information for KEROGEN CAPITAL (ASIA) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | China |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77159 |
|---|---|
| SEC ERA File Number | 802-77159 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164934 |
| Legal Entity Identifier | None |
Principal Office
18/F, EDINBURGH TOWER, THE LANDMARK15 QUEEN'S ROAD CENTRAL, CENTRAL
HONG KONG
China
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 852 2127 3000, Fax: 852 2127 3008
Chief Compliance Officer
NoneIndustry Affiliates
| KEROGEN CAPITAL (UK) LIMITED | Other investment adviser, including financial planners |
| KEROGEN CAPITAL II LIMITED | Other investment adviser, including financial planners |
| KEROGEN CAPITAL LIMITED | Other investment adviser, including financial planners |
| KEROGEN GENERAL PARTNER EXPANSION LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KEROGEN GENERAL PARTNER II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KEROGEN GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| KEROGEN PARTICIPATING GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| KEROGEN PARTICIPATING II GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEROGEN HOLDING LIMITED | Foreign Entity | – | SOLE MEMBER | 03/2011 | > 75% |
| ORCHARD, IVOR, RAYMOND | Individual | – | DIRECTOR | 02/2008 | < 5% |
| CHENG, JASON, AUN MINN | Individual | – | DIRECTOR | 08/2007 | < 5% |
| TSUI, ALISON KAM YIP | Individual | – | GENERAL COUNSEL | 07/2009 | < 5% |
| CHENG, JASON, AUN MINN | Individual | KEROGEN HOLDING LIMITED | SHAREHOLDER AND DIRECTOR | 01/2011 | 50-75% |
| ORCHARD, IVOR, RAYMOND | Individual | KEROGEN HOLDING LIMITED | SHAREHOLDER AND DIRECTOR | 01/2011 | 50-75% |