ARCM
ASIA RESEARCH & CAPITAL MANAGEMENT LIMITED Legal Name
Adviser information for ARCM last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-77203 |
|---|---|
| SEC ERA File Number | 802-77203 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165312 |
| Legal Entity Identifier | 549300DQKBD2JWIMWO12 |
Principal Office
21ST FLOOR SHANGHAI COMMERCIAL BANK TOWER12 QUEEN'S ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 8AM TO 6PM HONG KONG TIME
Tel: 852-3710 2000, Fax: 852-3710-2115
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| ASIA RESEARCH & CAPITAL MANAGEMENT (DIFC) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCM 1740 INVESTMENTS LTD. | SPECIAL PURPOSE VEHICLE | $0.0M | $0.0M | 1 |
| ARCM MASTER FUND IV LTD. | Hedge Fund | $3,417.3M | $10.0M | 137 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASIAN INVESTMENT PARTNERS LTD. | Foreign Entity | – | OWNER | 10/2011 | > 75% |
| ERCIL, ALP | Individual | – | EXECUTIVE OFFICER/DIRECTOR | 10/2011 | < 5% |
| SHIH, PAUL, I-CHENG | Individual | – | DIRECTOR | 10/2011 | < 5% |
| ERCIL, ALP | Individual | ASIAN INVESTMENT PARTNERS LTD. | OWNER | 10/2011 | > 75% |
| HAQUE, YUSUF, RAZAUL | Individual | – | CHIEF OPERATING OFFICER, DIRECTOR | 07/2020 | < 5% |
| CHAN, SHIRLEY SZE MAN | Individual | – | HEAD OF COMPLIANCE | 07/2020 | < 5% |