MILESTONE ASSET MANAGEMENT CO., LTD
Adviser information for MILESTONE ASSET MANAGEMENT CO., LTD last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77261 |
|---|---|
| SEC ERA File Number | 802-77261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163407 |
| Legal Entity Identifier | 3538001ULKNCG5KR7D09 |
Principal Office
KEYAKIZAKA TERRACE 4F6-15-1 ROPPONGI
MINATO-KU
Japan
Monday - Friday, 8-6
Tel: +81-3-5413-4191, Fax: +81-3-5413-4192
Websites
Chief Compliance Officer
FUMIYASU SATO
03-5413-4197
KEYAKIZAKA TERRACE 4F
6-15-1 ROPPONGI
TOKYO
Japan
Tel:
03-5413-4197
Fax:
03-5413-4192
S******@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ICHIRIZUKA MASTER FUND | Hedge Fund | $108.0M | $0.3M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KINMONT, DAVID ALEXANDER, HOLLOWAY | Individual | – | CEO | 08/2011 | > 75% |
| SATO, FUMIYASU | Individual | – | CIO | 01/2004 | < 5% |
| MAEDA, HIROSHI | Individual | – | INVESTMENT OFFICER | 08/2010 | 5-10% |