PENTA CAPITAL, LLC
Adviser information for PENTA CAPITAL, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77607 |
|---|---|
| SEC ERA File Number | 802-77607 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166627 |
| Legal Entity Identifier | None |
Principal Office
1177 LOUISIANA AVE. SUITE 213WINTER PARK
FL
United States
Monday - Friday, BY APPOINTMENT
Tel: 407-648-5097, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| MORGAN & MORGAN | Lawyer or law firm |
| PENTA MEZZANINE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REBECCA IRISH | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PENTA MEZZANINE SBIC FUND I, LP | Private Equity Fund | $22.0M | $0.1M | 97 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HILL, GRANT, H. | Individual | – | MEMBER | 07/2011 | 10-25% |
| MORGAN, JOHN | Individual | – | MEMBER | 07/2011 | 10-25% |
| IRISH, REBECCA | Individual | – | MANAGER | 03/2012 | 10-25% |
| BLACK, WILLIAM, J | Individual | – | MANAGER | 08/2012 | 10-25% |